UK SM&CR Reform: What Changes, What Stays, And What’s Next

The FCA and PRA’s proposed UK SM&CR reforms could reshape compliance requirements while maintaining core obligations around individual accountability, competence, and regulatory oversight.

The CFTC’S New Crypto Market Rules

Explore the CFTC’s proposed crypto market rules and what they could mean for employee trading, conflicts of interest, MNPI oversight, and compliance teams managing new digital asset risks.

Something Wicked This Way Trades

Explore emerging risks in prediction and digital markets, recent cases highlighting compliance challenges, and how firms can strengthen oversight to stay ahead of evolving threats.

SEC Sets Its Sights on 2027

Explore the SEC's 2027 Examination Priorities, key regulatory focus areas, emerging risks, and how firms can strengthen compliance oversight and prepare for evolving expectations.

StarCompliance Releases New AI-Powered Analytics For Connected Data And Instant, Deep Compliance Intelligence

New AI-powered capability transforms complex compliance data into instant, actionable intelligence  ROCKVILLE, MD (October 27, 2026) – StarCompliance (Star), the leading intelligence and automation…

23 Hours a Day: When the market never sleeps, your controls may need a wake-up call

The shift toward 23-hour trading is challenging traditional compliance boundaries and requiring firms to rethink how policies, pre-clearance, surveillance, and controls operate in an increasingly always-on market.

Preparing For The Surge

Explore four key insights on how compliance teams can adapt policies, personal account dealing, and surveillance for prediction markets, digital assets, and tokenization.

New Markets, Familiar Risks: Rethinking Employee Compliance

Explore four key insights on how compliance teams can adapt policies, personal account dealing, and surveillance for prediction markets, digital assets, and tokenization.

When Compliance Demands Grow Faster Than Your Team

Discover how growing financial firms can use technology and automation to reduce manual work, increase compliance capacity, and strengthen oversight as their needs evolve.