FINRA Gift Rules and Monitoring
Gift-giving and entertaining—commonly known as “wining and dining”—have long been integral to business practices, serving to build relationships and facilitate negotiations.
Trusted by firms around the world
What We Solve For
Failure to comply with industry regulations can have serious consequences, both for individuals, aerospace and defense companies, and for the broader national and international interests they serve. The STAR Platform helps you avoid a range of associated risks.
Legal Impact
Avoid lawsuits from government agencies, competitors, or other affected parties as a result of regulatory noncompliance.
Financial Impact
Prevent the staggering loss of lucrative government contracts and protect your future profitability.
Business Impact
Protect your organization from adverse events that could cause critical disruptions across all departments of your organization.
Reputational Impact
Maintain credibility in the eyes of government entities, both at home and overseas, as well as public trust in your organization and industry at large.
Defense & Aerospace Compliance Solutions
Provide employees with multiple methods for reporting concerns while streamlining incident collection, management, and resolution.
Create, maintain, and manage your policies in one central, easily accessible place.
Support 65+ languages for ease of reporting, no matter where employees reside.
Safeguard your business from conflicts of interest arising from political alignments or associations among employees worldwide.
Automatically pre-clear client gifts or entertainment to prevent breaches of anti-bribery and corruption regulations.
Avoid regulatory compliance breaches arising from employee external business activities.
Why choose StarCompliance?
Using the STAR Platform streamlines the vast majority of compliance decisions and activities.
- Improve the speed and accuracy of conflict of interest detection
- Get a 360-degree view of employee activity and behavior
- Quickly and easily get real-time analytics through customizable dashboards and reports
- Reduce risk of regulatory breaches, financial penalties, and reputational damage
Featured Resource
Empowering Whistleblowing
Delve into the evolving landscape of whistleblowing legislation, including the EU Whistleblower Directive & SOX in the US with one of our latest Executive Briefs.
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