MNPI & Enterprise Conflicts

MNPI Management

MNPI Compliance No Longer Needs To Be Complex

The ‘swivel chair’ approach to managing MNPI is inefficient and makes it difficult to gain a clear, transparent understanding of the information your employees hold.​

​Prevent and detect the misuse of MNPI by building a single source of truth for MNPI-related activities and ensure the right information makes it into the hands of compliance.

MNPI & Enterprise Conflicts Solutions

Star provides a one-stop shop for managing MNPI, wall crossings, insider lists, restricted lists, and more. Interested in automation and time savings?

Around the globe, investment banks are using the STAR Platform to spot enterprise conflicts, manage wall crossings, monitor deal teams, and more. Interested in streamlining workflows and improving transparency?

How It Works

Report and manage MNPI

  • Make it easy for employees to report MNPI from the employee portal​
  • Attach MNPI details to specific projects​

Surveil against MNPI

  • Gain transparency into activities that check against the watch/restricted lists: employee, firm & customer trading, research, and conflict

Manage wall crossing and market sounding approvals

  • Track, record and monitor wall crossing & market sounding requests and approvals
  • Make it easy for employees to seek and obtain approvals from the employee portal

Centralized list management

  • Maintain and update your global watch and/or restricted lists in one system​
  • Restrict companies and securities at the project level​
  • Maintain a list of employees and third-party contacts who hold MNPI and would be considered “insiders​”​

Integration Capabilities

Call upon critical data from existing firm systems by integrating your deal management, order management, human resources, and research tools to gain an even wider view of firm activity.

The enterprise software shown in this graphic are not an exhaustive list of Star’s integration capabilities.

Why Choose StarCompliance?

Our future-ready compliance solutions deliver powerful results.

Extensive workflows are highly configurable, powered by conditional logic.

Tailor time zone, currency, language, and more for global employees.

Drive employee adoption with ease and simplify employee access via standard authentication and/or single sign-on.

Quickly and easily get real-time analytics through customizable dashboards and reports.

Safeguard sensitive data with multi-layered access rights based on division, department, role, location, and more.

Gain a 360-degree view of your employee compliance anywhere with scalable, cloud-ready software and integrations with Snowflake, Thoughtspot, and PowerBI.

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