Synergy ’24

This full-day event is tailored for compliance, ethics, and HR professionals who want to network with peers, exchange best practices, and learn from industry experts.

25 Years In Employee Compliance

A look back at the evolution of our industry and the regulators, firms, and innovative technologies that have inspired change.

July 25 @ 2:00 PM BST

Consumer Duty Demystified: Insights & Strategies for Compliance

Consumer Duty remains a top priority for the FCA.

July 30 @ 11:00 AM EST

Product Spotlight: Insider Trading

Keep your compliance team in the know and reduce the chances of market abuse, with our easy-to-use insider trading solution.

August 15 @ 11:00 AM ET

Joining Forces for Regulatory Reform: 2009-2015

Following nine years of uncertainty and instability across financial services, 2009-2015 brought new regulations and rebounding markets.

August 20 @ 11:00 AM EST

Product Spotlight: Political Contributions

For financial services and corporations, every political contribution should matter.

September 10 @ 10:00 AM BST

Product Spotlight: Individual Accountability Regime

Although each regime (SMCR in the UK, IAF in Ireland, IAC in Singapore, and FAR in Australia), has established its own unique set of terms and underlying expectations, the result remains the same; to strengthen individual accountability across an organization to mitigate risk and identify red flags sooner.

September 19 @ 11:00 AM EST

Navigating Global Transformation: 2016-2024

This marked the beginning of extreme global transformation that would push compliance teams to navigate unprecedented challenges.

September 22 @ 8:00 AM - September 25 @ 4:45 PM

SCCE 23rd Annual Compliance & Ethics Institute

Be part of SCCE’s largest compliance and ethics conference of the year! Each year, compliance and ethics professionals from around the world look to…

September 23 @ 9:00 AM GMT

AFME’s 8th Annual European Compliance and Legal Conference

The 8th Annual European Compliance and Legal Conference is meticulously curated to attract a diverse audience, including Heads of Compliance, Regulatory Affairs, Government Affairs,…

September 24 @ 11:00 AM EST

Product Spotlight: Incident Management

Provide numerous intake methods for employees to voice concerns while streamlining the collection, management and resolution of incidents that arise.