Toronto Roundtable
December 3
@ 3:00 PM GMT
Managing Conflicts of Interest and Market Abuse Join your fellow compliance leaders and the StarCompliance team in an interactive roundtable session to hear the…
Events
At Star we love compliance and believe connecting with our peers, in-person or virtually, is the best way to solve the world’s toughest compliance challenges.
Toronto Roundtable
December 3
@ 3:00 PM GMT
Managing Conflicts of Interest and Market Abuse Join your fellow compliance leaders and the StarCompliance team in an interactive roundtable session to hear the…
A Regulator & A Prosecutor Walk Into A Bar: Shadow Trading Unveiled
January 30
@ 11:00 AM EST
In the complex world of regulatory compliance, understanding the perspectives of both regulators and prosecutors is critical for any organization, and this webinar offers…
The Future of Licensing & Registration Is Here
Don’t operate in the dark.
Building A Sustainable L&R Program:
Strategies For Long-Term Success Join us virtually for an insightful on-demand webinar with License and Registration experts from Kroll and SIA as we discuss…
Leveraging Technology to Help Meet Consumer Duty
StarComplaince's Andy Atkinson provides insights, advice, and best practices for meeting the July implementation deadline for Consumer Duty with Confidence
Whistleblowing in the US: What Market Participants Need to Know
Join Star and Kroll for guidance on how to meet whistleblowing requirements outlined in the Sarbanes-Oxley Act and the Securities Exchange Act of 1934.
Part 1: The Convergence of HR, Ethics & Compliance
An interactive chat with compliance practitioners from State Street and Citibank, discussing the converging lines between HR, Ethics & Compliance.
FAR Decoded: Key Insights & Strategies for Success
An interactive chat with Gilbert + Tobin’s financial services expert, Silvana Wood to discuss FAR & how you can prepare!
IAF Made Simple: Your Roadmap to Compliance Success
Watch for an engaging fireside chat with expert advice, valuable insights, & best practices on crafting a successful roadmap for IAF!
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If you’re looking to learn and earn credits for your continuing education, our events are the perfect platform for you!
