Product Spotlight: Individual Accountability Regime
September 8
@ 10:00 AM BST
Although each regime (SMCR in the UK, IAF in Ireland, IAC in Singapore, and FAR in Australia), has established its own unique set of terms and underlying expectations, the result remains the same; to strengthen individual accountability across an organization to mitigate risk and identify red flags sooner.
Product Spotlight: Political Donations & Activities
September 9
@ 10:00 AM EST
When it comes to reducing risk, compliance-process automation software—like the STAR Platform—can play a big role. Automation means being able to set a process in motion and know the job is being done properly.
Product Spotlight: Employee Conflicts Of Interest
September 9
@ 10:00 AM EST
When it comes to reducing risk, compliance-process automation software—like the STAR Platform—can play a big role. Automation means being able to set a process in motion and know the job is being done properly.
Product Spotlight: Broker-Dealer Registration With FINRA Integration
September 10
@ 10:00 AM EST
Managing license and registration shouldn’t require spreadsheets, email threads, or multiple systems.
Brainiac Bar:
New Star University
September 15
@ 9:00 AM EST
Join our next Brainiac Bar on September 15 at 9 AM EST for a session focusing on the new STAR University.
New Markets, Same Risk: Compliance Challenges in Digital and Prediction Markets
September 17
@ 11:00 AM EST | 4PM BST
Discover how the rise of prediction markets and the evolution of digital asset oversight are transforming employee compliance, and what firms need to do to stay ahead of emerging risks.