Organizations Or Individuals? How Regulators Decide Which Party To Go After
Watch this free video to learn how to prevent market abuse in your firm In this video, corporate compliance attorney Jonathan Armstrong from Cordery Compliance discusses…
StarCompliance Resources
Get the latest insights and news from compliance technology specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.
Type
Category
Industry
Professional Services Employees: Why Are They Held To Different Market Abuse Standards?
In this video, industry leaders discuss why professional services employees aren’t normally held to the same market abuse standards as other financial services employees.
Current Regulatory Trends & What’s Coming
In this 2-part video series, industry leaders discuss current trends in regulations and what is likely to be a focus for regulators moving forward.
How Companies Can Protect Themselves From Evolving Regulations
In this video, industry leaders discuss the nature of regulations, what causes regulation changes, and how companies can protect themselves.
Corporations & Market Abuse: Why It Needs To Be Front And Center
Watch this free video to learn how to prevent market abuse in your firm In this video, corporate compliance attorney Jonathan Armstrong from Cordery Compliance discusses…
