Changing Up The Playbook
The SEC Under the Direction of Paul Atkins As Donald Trump starts his second presidential term and Gary Gensler prepares to step down, Paul…
Get the latest insights, news and opinion from the compliance technology specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.
The SEC Under the Direction of Paul Atkins As Donald Trump starts his second presidential term and Gary Gensler prepares to step down, Paul…
The 4th Annual StarCompliance Crypto & Compliance Survey warns that firms risk exposure by delaying the adoption of crypto trading compliance monitoring.
Since the 2008 global financial crisis, the shift toward greater accountability has been monumental and ongoing, with new regulations emerging nearly every year since.
Cryptocurrency has come a long way since the advent of Bitcoin. As of early 2025, CoinMarketCap, a leading market tracker, currently lists over 2.
During our recent webinar, A Regulator & A Prosecutor Walk Into A Bar: Shadow Trading Unveiled, hosted by StarCompliance (Star) for the regulatory compliance community,…
Leveraging StarCompliance’s Industry Leadership for Crypto Assets Compliance The Securities and Exchange Commission (SEC) has made a decisive move to address the evolving regulatory…
The gaming industry experienced significant growth in 2024 and became one of the largest adopters of non-fungible tokens (NFTs) and cryptocurrencies, exchanging billions of…
FINRA’s Residential Supervisory Location (RSL) rule allows firms to designate an associated person’s private residence as a non-branch location where certain supervisory activities are…
Key Insights and Practical Steps for Employee Compliance As the fiscal year begins, the Securities and Exchange Commission (SEC) has unveiled its 2025 Examination…
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