Beyond the Brokerage Feed
New enforcement activity highlights why firms need greater visibility into employee trading across digital assets, decentralized exchanges, and prediction markets.
Get the latest insights, news and opinion from the compliance technology specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.
New enforcement activity highlights why firms need greater visibility into employee trading across digital assets, decentralized exchanges, and prediction markets.

Explore what a recent FCA enforcement action reveals about the importance of strong SMCR management, individual accountability, and effective governance.

In this four-part series, Star breaks down what compliance teams need to know, exploring emerging risks, evolving legal theories, and how firms can strengthen employee trading oversight.


Why 2027 budget planning is the time to ensure compliance technology can keep pace with new markets, emerging MNPI risks, and the growing need for connected data and oversight.

Exploring how firms are approaching AI governance, adoption, efficiency, and operational impact as the technology moves into everyday compliance.

How compliance teams can modernize employee trading oversight for digital assets, tokenization, prediction markets, and emerging conduct risks.

Why decades-old legal principles remain the foundation for insider trading enforcement in the age of digital assets, tokenization, and prediction markets.

Shadow trading took two years to go from theory to conviction to a Ninth Circuit argument. Prediction markets are moving faster than that.

The emergence of shadow trading has redefined discussions of traditional insider trading and is poised to have similar implications for digital asset markets.
Subscribe to Star’s blog to get the latest insights, news and opinion from the compliance specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.