Get the latest insights, news and opinion from the compliance technology specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.
Simplifying FINRA Submissions to Improve Speed, Accuracy, and the Employee Experience Rockville, MD – March 26, 2026 – StarCompliance (Star), a leading provider of employee and firm compliance technology,…
Since its introduction in 2016, the EU Market Abuse Regulation (MAR) has set the standard for protecting market integrity, transparency, and investor confidence.
London and Washington, DC Events will examine emerging risks and regulatory change Rockville, MD – March 18, 2026 – StarCompliance (Star), a leading provider of employee and firm compliance technology, today…
Crypto compliance is entering a new phase. For the past several years, firms have watched digital asset regulation take shape across major jurisdictions.
What the New $300 Limit Means for Compliance Programs In February 2026, the Securities and Exchange Commission approved FINRA’s amendments to Rule 3220, the…
Much has been written about women “surviving” in the so-called man’s world of technology. I am not interested in survival narratives.
The adoption of cryptocurrencies like Bitcoin, Ethereum, and other digital assets has skyrocketed in recent years, fundamentally reshaping financial markets.
Proving Controls in a Faster, More Accountable Market There are few things I enjoy more than bringing together thoughtful, experienced voices from across our…
What Global Regulators Are Signaling for Digital Assets and Tokenized Markets Over the past several weeks, regulators on both sides of the Atlantic have…
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