The Growing Burden of Explaining Compliance Outcomes
The most time-consuming part of the process is often not identifying an issue but validating and explaining it.
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StarCompliance Introduces StarAssist, Bringing Explainable AI Directly into Compliance Decisions
New AI capability delivers real-time, insights embedded within daily compliance workflows Rockville, MD – May 7, 2026 – StarCompliance (Star), a leading provider of employee and firm compliance technology,…
3 Steps For Compliance Teams To Prepare For Crypto Regulation Now
Cryptocurrency compliance is complicated but not impossible.
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Crypto Regulations Decoded
Discover key regulatory trends, compliance best practices, and insights to manage the evolving digital marketplace and build a strong employee compliance crypto program with confidence.
Broker-Dealer Compliance & Registration: How to Choose the Right Software
When a newly hired registered representative joins a broker-dealer firm, the compliance clock starts ticking.
The Transparency Gap In Fund Holdings
Funds are creating blind spots in employee trading controls. Learn how fund holdings transparency helps firms close gaps, improve visibility, and strengthen compliance oversight.
StarCompliance Unveils New Wave Of Innovation Ahead Of Synergy ’26
StarCompliance announces new compliance technology innovations ahead of Synergy 2026, highlighting AI, automation, and integrated solutions for modern regulatory challenges.
Prediction Markets Are Now a Compliance Problem
What firms need to understand as regulators move from theory to enforcement Something significant happened at NYU Law School on March 31, 2026.
Fixing Broker-Dealer Registration Workflows
Less Friction, Better Visibility, Stronger Control License and registration workflows are still more complicated than they need to be for many broker-dealers.
The Crypto Rulebook Just Got Clearer
What It Means for Compliance Now On March 17, 2026, the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) released long-awaited guidance that brings greater clarity to…
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