Get the latest insights, news and opinion from the compliance technology specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.
SEC Eases Long-Standing Global Research Settlement Restrictions The Securities and Exchange Commission SEC has formally agreed to ease the long-standing restrictions imposed under the early-2000s Global Research Analyst Settlement,…
Is Your Insider-Trading Program Ready? The UK’s Financial Conduct Authority (FCA) has recently charged two individuals with insider dealing after identifying suspicious trading linked to confidential takeover information.
Why MARC Signals a New Era for Market Integrity and a New Mandate for Compliance Teams Note: The overview of key regulatory developments was provided…
As 2025 comes to a close, we’re reflecting on 10 of our most popular blogs from the year.
Corporate treasuries are quietly transforming.
As cryptocurrency adoption surges across Africa, the regulatory landscape is shifting from informal beginnings to a far more structured and closely watched environment.
The case can be made that certs are where compliance starts.
A Smarter, Automated Approach Expense tracking has long been a pain point for both employees and organizations.
A Back-to-Basics Agenda with Familiar Risks Ahead What Compliance Teams Need to Know The Securities and Exchange Commission’s (SEC) Division of Examinations has released…
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