Prediction Markets Are Now a Compliance Problem
What firms need to understand as regulators move from theory to enforcement Something significant happened at NYU Law School on March 31, 2026.
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Make faster, smarter decisions. Manage conflicts, monitor deal teams, and streamline wall crossing workflows with StarCompliance Enterprise.
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Centralize MNPI oversight with tools for wall crossings, insider lists, restricted lists, and more.
Manage conflicts, monitor deal teams, and streamline wall crossing workflows with StarCompliance Enterprise.
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Gain greater clarity into the web of connections between employees, the enterprise, and clients by utilizing Star’s Conflict Search API. Expand your search parameters beyond the Star solution suite and tap into loan portfolio systems, trade order management platforms, research systems, and more, to surface connections and potential conflicts within seconds.
The API is lightweight, easy to setup, and doesn’t require formal integration points between systems. Users have complete control over the specific data points to be searched, the data refresh frequency, and the level of detail be populated back into STAR. This limited, controlled data access minimizes the amount of data exposed between systems while keeping data accessibility and visibility intact.
Here’s how it works:
Expand conflict searches beyond data housed in STAR to include data residing in other enterprise systems.
Significantly reduce manual effort and the risk of conflicts going unnoticed.
Gain a more comprehensive view of relationships across the enterprise, employees, and clients.
Clear activities and business dealings with speed and confidence.
Document and resolve conflicts from a centralized location and generate a clear audit trail of approvals and investigations.
Extensive Conflict Checks
Surface conflicts quickly across deals, employees, and related parties and integrate with other key systems to extend your search.
Centralized List Management
Maintain watch lists and restricted lists from one system and utilize them to restrict activities against specific companies or securities.
Insider List Management
Create and maintain lists of individuals by deal or project who are aware of, or have access to, related Material Non-Public Information (MNPI).
Wall Crossings & Market Sounding
Document and monitor requests and approvals and attach them to related deals or projects within the system.
Audit Readiness
Maintain a detailed audit trail for every creation, change, or deletion throughout the lifecycle of a deal or project.
Employee Portal
Empower employees to self-report MNPI by giving them access to STAR’s employee portal.
Integration capabilities
Call upon critical data from existing firm systems by integrating your deal management, order management, human resources, and research tools to gain an even wider view of firm activity.
The enterprise software shown in this graphic are not an exhaustive list of Star’s integration capabilities.
Both regulators require that said lists must include:
- The identity of any person having access to inside information
- The reason for including that person on the insider list
- The date and time that person gained access to inside information
- The date on which the insider list was drawn up
Whether deal-based or permanent insiders, StarCompliance Enterprise makes it easy for firms to collate, maintain, and update Insider Lists with ease and efficiency in one central location—all in the name of protecting market integrity.
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Actionable Intelligence
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Multi-Layered Protection
Safeguard sensitive data with multi-layered access rights based on division, department, role, location, and more.
Future-Ready Architecture
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Featured Resource
The MNPI Compliance Handbook
A comprehensive guide to MNPI and control room design and development: optimization best practices, defining scope/mandate, software/tech, and more.
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