Meet Your New Compliance Teammate
Clarity on Trade Decisions—Powered by AI, Governed by You
StarAssist delivers AI-generated, plain-language explanations of trade rule outcomes. Embedded within STAR, it eliminates time spent interpreting complex rule logic, helping compliance teams accelerate reviews and standardize how decisions are communicated. StarAssist is strictly advisory: no decisions are made or influenced by AI—rules and workflows remain in your control. The result is faster reviews, clearer audit trails, and stronger, more defensible compliance.
Speakers
Ensure employee trading and investments meet all regulatory and internal policy requirements.
Gain comprehensive pre-clearance and post-trade oversight across 35+ exchanges, 30+ blockchains, 200+ tokens.
Simplify declarations for employees holding non-publicly traded investments.
Track and report gifts and hospitality—given or received—to stay compliant with anti-bribery regulations.
Easily capture and manage employee disclosures for external business engagements.
Enforce pay-to-play thresholds and minimize employee-related risk with purpose-built tracking and controls.
Automatically compare firm trades against watch lists and restricted lists to detect and investigate potential trading risks.
Streamlined broker-dealer licensing and registration processes for employees and compliance teams.
Automate and standardize sales oversight to ensure every interaction meets compliance and conduct standards.
Meet regulatory requirements across the UK, Singapore, Ireland, and Australia.
Track employee training, manage certifications, and ensure ongoing compliance through customizable oversight and reporting.
Centralize MNPI oversight with tools for wall crossings, insider lists, restricted lists, and more.
Manage conflicts, monitor deal teams, and streamline wall crossing workflows with StarCompliance Enterprise.
On-Demand Configurability
Extensive workflows are highly configurable, powered by conditional logic.
Multi-Jurisdictional
Tailor time zone, currency, language, and more for global employees.
Intuitive UX
Drive employee adoption with ease and simplify employee access via standard authentication and/or single sign-on.
Actionable Intelligence
Quickly and easily get real-time analytics through customizable dashboards and reports.
Multi-Layered Protection
Safeguard sensitive data with multi-layered access rights based on division, department, role, location, and more.
Future-Ready Architecture
Gain a 360-degree view of your employee compliance anywhere with scalable, cloud-ready software and integrations with Snowflake, Thoughtspot, and PowerBI.
Star Technology
Advanced implementation and security options ensure your compliance operations are safer and more efficient than ever before.
Star Security
Comprehensive governance, risk, and compliance security provide the ultimate protection for your data.
Data Management
A range of products, services, and vendor solutions that let you monitor and manage an ever-increasing amount of data, enhance and optimize existing data sets, and maintain data integrity.
Reporting & Analytics
Be proactive, not reactive. Put actionable intel in front of compliance officers and frontline managers in an interactive format in near-real time.
Star Mobile
With STAR Mobile, employees pre-clear activity and report transactions on-the-go and Supervisors can review escalated requests from anywhere.
GuideMe
GUideMe is your compliance software training partner. Get instant support from inside the application.
Next Generation Employee Compliance Solutions
Trusted by firms around the world
