“We deployed Star’s Incident Management solution globally to over 60,000 employees in nearly 40 countries. The implementation was efficient, even porting multiple international toll-free numbers without missing a minute of service to our employees. We find the in-app translation services to be amazingly accurate and invaluable!”
Trusted by firms around the world
What We Solve For
The STAR Platform automates standard compliance processes and ensures adherence to complex financial regulations, so you can confidently avoid a wide range of compliance risks.
Legal Impact
Prevent legal action stemming from regulatory breaches, including laws related to consumer protection, securities, or anti-money laundering.
Financial Impact
Safeguard your firm’s profitability by avoiding disruptions to critical operations, such as payment systems or client services.
Business Impact
Preserve operational efficiency and foster positive relationships with key stakeholders, including clients, partners, and regulatory authorities.
Reputational Impact
Position your institution as a trusted leader in the financial services sector by prioritizing employee integrity and nurturing client confidence through transparent practices.
STAR Solutions
Employee Conflicts of Interest
Protect your employees and reduce risk with a suite of solutions designed to address a range of issues.
Ensure employee personal trading and investments comply with all regulatory requirements and company policies.
Keep compliance teams in-the-know without compromising employees’ trading experience.
Simplify the declaration of employee private investments with outside organizations.
Automatically pre-clear client gifts or entertainment to prevent breaches of anti-bribery and corruption regulations.
Avoid regulatory compliance breaches arising from employee external business activities.
Safeguard your business from conflicts of interest arising from political alignments or associations among employees worldwide.
Actively manage employee trading in the context of current market activity and news events to protect your company’s reputation.
Incident & Policy Management
Streamline HR and compliance processes by providing employees with clear, accessible policies and a safe space to report incidents.
Provide employees with multiple methods for reporting concerns while streamlining incident collection, management, and resolution.
Create, maintain, and manage your policies in one central, easily accessible place.
Support widespread policy adoption and adherence with a robust portfolio of ethics and compliance learning content.
Encourage and collect candid feedback from departing employees to drive continuous improvement.
Support 65+ languages for ease of reporting, no matter where employees reside.
MNPI & Enterprise Conflicts
Centralize deal data and identify business and employee conflicts
Star’s Compliance Control Room lets you organize and manage your most important inside information data flows and conduct conflict searches with ease—all from a single platform.
Star provides a one-stop shop for managing MNPI, wall crossings, insider lists, restricted lists, and more. Interested in automation and time savings?
Around the globe, investment banks are using the STAR Platform to spot enterprise conflicts, manage wall crossings, monitor deal teams, and more. Interested in streamlining workflows and improving transparency?
Accountability & Competency
Comply with global accountability regimes by fortifying employee accountability, training, and competency.
Strengthen your employees’ individual accountability and effectively demonstrate compliance to regulators, all with complete traceability.
Develop a culture of compliance, drive firm-wide adoption, and protect your firm’s reputation with a solution that builds trust and certainty.
License & Registration
Take advantage of centralized monitoring and easy integration with FINRA and other regulators.
Manage your License and Registration workflows with confidence
Why choose StarCompliance?
Using the STAR Platform streamlines the vast majority of compliance decisions and activities.
- Improve the speed and accuracy of conflict of interest detection
- Gain a 360-degree view of employee activity and behavior
- Quickly and easily collate management information and reports
- Reduce risk of regulatory breaches, financial penalties, and reputational damage
FEatured Resource
Introducing Star Secure Data Access
Powered by Snowflake, Star’s Secure Data Access provides compliance teams unlimited access to the data, tools, applications, and services they need to streamline their compliance process.
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