Individual Accountability Regime

Compliance no longer needs to be complex

Strengthen individual employee accountability and effectively demonstrate compliance to regulators, with complete traceability. Our solution supports SMCR, IAC, IAF, and FAR, with further accountability regimes around the world to follow. After all, certainty is good business.

Accountability & Competency Solutions

Ensure you comply with the Financial Conduct Authority’s (FCA) guidance on the Senior Manager & Certification Regime (SMCR).

Establish and maintain a reliable Individual Accountability and Conduct program to guarantee compliance with the Monetary Authority of Singapore’s (MAS) regulations.

Be certain you’re going to be able to comply with the Central Bank of Ireland’s (CBI) guidance on the Individual Accountability Framework (IAF).

Guarantee your firm complies with the latest guidance on the Banking Executive Accountability Regime (BEAR) and the Financial Accountability Regime (FAR).

Develop a culture of compliance, drive firm-wide adoption, and protect your firm’s reputation with a solution that builds trust and certainty.

How It Works

Risk Reduction and Assurance

  • Reduced risk of failures and fines
  • Clear evidence of your employees being fit and proper to carry out their roles
  • Key Performance Indicators tailored for fit & proper assessments
  • Complete visibility and oversight for all employees

Time and Cost Savings

  • Less disruption to your business
  • Significantly reduced reliance on SMEs and stretched resources
  • Decreased duplication of tasks and effort
  • Elimination of time-consuming, error-prone manual processes

Accuracy and Record-Keeping

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  • Make your work more accessible by using the Icon text module.
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Efficiency and Transparency

  • Ownership and responsibility of cross-functional compliance
  • Full live audit and accountability trail
  • Complete process control
  • Configurable Solution

Our award-winning solution simplifies operational processes, and supports greater efficiency and accuracy, whilst reducing costs and risk. It enables traceability and gives you confidence that you’re meeting your regulatory requirements.


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