Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.
Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.
Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.
Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.
Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.
Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.
Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.
Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.
Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.
Automatically monitor employee state, local, and federal political contributions and reduce the risk associated with breaking pay-to-play laws.
Automatically pre-clear client gifts or entertainment to prevent breaches of anti-bribery regulations.
Avoid regulatory compliance breaches arising from employee external business activities.
Simplify the declaration of employee private investments with outside organizations.
Actively manage employee trading in the context of current market activity and news events to guard against insider trading and protect your company’s reputation.
Save time and resources safeguarding your business from conflicts of interest arising from political alignments or associations among employees worldwide.
Technical Expertise
(4) releases per year driven by client feedback and needs
Flexible Configurability
Intuitive to support the unique needs of your firm
Mobile Capability
Single sign-on, intuitive and seamless
The BEST Industry Track Record
20+ years experience and a 99% client retention rate
26 Jan, 2023
2022 was an exciting year for compliance and compliance software. Before we get settled into 2023, we’re taking a look back at 10 of the best blogs from our team at StarCompliance.
18 Jan, 2023
In our second blog examining the compliance outlook for financial services firms in 2023, Gary Muchmore, Managing Director at StarCompliance, discusses upcoming legislation for individual accountability regimes, the still-evolving post-Brexit compliance landscape, and recent developments in the digital assets space.
12 Jan, 2023
As we head into 2023, Steve Brown, Managing Director at StarCompliance, assesses the state of financial services compliance and provides an overview of the key regulatory developments that regulated firms need to be aware of and prepare to comply with in the year ahead. In the first of his two-part blog series, Steve takes a look at insider trading and what the amendments to SEC Rule 10b5-1 mean for publicly traded companies (i.e. corporate issuers of securities).