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Comply with Confidence

Protect your business and your employees with the world’s most intuitive, configurable employee conflict of interest software on the market

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The Star Difference

Technical Expertise

Technical Expertise

(4) releases per year driven by client feedback and needs

Flexible Condfigurability

Flexible Configurability

Intuitive to support the unique needs of your firm

Mobile capability

Mobile Capability

Single sign-on, intuitive and seamless

The BEST Industry Track Record

The BEST Industry Track Record

20+ years experience and a 99% client retention rate

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Schedule a personalized demo with a Star professional to see what the STAR platform can do for you.

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See what a future-ready platform can do for you

Reduce risk, gain efficiencies, and drive employee adoption with a scalable platform that is easy to use for both end users and administrators alike.
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Compliance Leaders
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Compliance Teams
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Technology Teams

5 Steps to Optimizing Your Certification Process

It's that time of year again! Help your teams prepare for annual certifications and attestations with our annual certification checklist. From prep-work to software, these tips will ensure your team is ready for 2023!

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STAR MOBILE

STAR Mobile is the native app that gives compliance end users an optimized, on-the-go STAR Platform experience--wherever they are, wherever there's a cell connection.

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01

Combat Insider Trading with Global Newsfeeds

01 Jun, 2023

The news agenda never stands still, and the regulatory landscape constantly shifts in its wake – the introduction of new and updated regulations is frequently event-driven, with legislation enacted in response to bad news, such as economic crises, geopolitical disruption, and large-scale financial crime.  

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18

8 Best Practices for Maintaining FCA Compliance

18 May, 2023

The FCA relies on accurate and timely information from financial firms in order to identify malpractice and monitor their regulatory compliance. Failure to comply can result in severe consequences, not least of all significant fines. Use the recommendations in this guide to prepare your FCA reports and stay compliant.

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10

Managing Regulatory Compliance Risk Efficiently Today & Future-Proofing for Tomorrow

10 May, 2023

When MiFID II was introduced in 2018, it dramatically altered the way sell-side research was issued to the buy-side, especially in the US. Specifically, European sell-side firms were required to unbundle trading and research, forcing almost all asset managers to pay for research in cash only. This is in direct contrast to the US, where it has been standard practice for buy-side firms to pay for research via order flow or commissions and doesn’t permit broker-dealers to receive cash remuneration.  

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