Automatically pre-clear client gifts or entertainment to prevent breaches of anti-bribery regulations.
Avoid regulatory compliance breaches arising from employee external business activities.
Simplify the declaration of employee private investments with outside organizations.
Actively manage employee trading in the context of current market activity and news events to guard against insider trading and protect your company’s reputation.
Save time and resources safeguarding your business from conflicts of interest arising from political alignments or associations among employees worldwide.
Technical Expertise
(4) releases per year driven by client feedback and needs
Flexible Configurability
Intuitive to support the unique needs of your firm
Mobile Capability
Single sign-on, intuitive and seamless
The BEST Industry Track Record
20+ years experience and a 99% client retention rate
21 Sep, 2023
In a world where adherence to regulatory standards must be the gold standard, we need a candidate that will not only prompt us to excellence, but also embodies truth, transparency and speed when addressing employee conflict of interest and political donations. I’m proud to introduce someone that we can all rally behind…
07 Sep, 2023
In the second of two blogs regarding the “swivel chair” Compliance professionals experience when monitoring access to material, nonpublic information (“MNPI”) –– we reference the multiple applications, emails, excel sheets, and other siloed materials across the business needed to create one source of truth for identifying potential risks. For Private Equity firms doing deals, by the time that information is collated, compared, and checked, the situation has changed, new team members may already be staffed, and it’s back to square one. Sound familiar?
01 Sep, 2023
The regulatory landscape is rapidly evolving, placing new demands on businesses and their compliance teams. Compliance management solutions have the power to help compliance officers stay one step ahead of emerging regulations—Lauren St. Armand, Head of Marketing at StarCompliance, is on hand to show us how.