Automatically pre-clear client gifts or entertainment to prevent breaches of anti-bribery regulations.Outside Activity
Avoid regulatory compliance breaches arising from employee external business activities.Private Investments
Simplify the declaration of employee private investments with outside organizations.Insider Trading
Actively manage employee trading in the context of current market activity and news events to guard against insider trading and protect your company’s reputation.Political Donations
Save time and resources safeguarding your business from conflicts of interest arising from political alignments or associations among employees worldwide.
26 Jan, 2023
2022 was an exciting year for compliance and compliance software. Before we get settled into 2023, we’re taking a look back at 10 of the best blogs from our team at StarCompliance.
18 Jan, 2023
In our second blog examining the compliance outlook for financial services firms in 2023, Gary Muchmore, Managing Director at StarCompliance, discusses upcoming legislation for individual accountability regimes, the still-evolving post-Brexit compliance landscape, and recent developments in the digital assets space.
12 Jan, 2023
As we head into 2023, Steve Brown, Managing Director at StarCompliance, assesses the state of financial services compliance and provides an overview of the key regulatory developments that regulated firms need to be aware of and prepare to comply with in the year ahead. In the first of his two-part blog series, Steve takes a look at insider trading and what the amendments to SEC Rule 10b5-1 mean for publicly traded companies (i.e. corporate issuers of securities).