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Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.

Automatically monitor employee state, local, and federal political contributions and reduce the risk associated with breaking pay-to-play laws. 

 


Outside Business Activity Compliance Solutions

Simplify the outside business activity declaration process for your employees. Our Outside Business Activity product keeps compliance in the know on all pertinent outside employee activity.

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STAY COMPLETELY UP TO SPEED
Easy Declarations

  • Employees quickly and easily declare their outside business interests via configurable forms you define within STAR.
  • Document and monitor the most common and critical outside employee business interests, including board-level roles and directorships.
  • Document family members or connected individuals working at other financial firms, as well as charitable donations.

BOOK A DEMO  DOWNLOAD PDF 

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ACCELERATE DECISIONS ON OBA
Pre-Clearance

  • Employees quickly and easily submit external business declarations and pre-clearance requests.
  • Customize wording and supplement forms with your own questions. 
  • Leverage decision-making data from systems across your business—like HR and order-management—with easy integrations into STAR.
  • With an active record of employee OBA, potential conflicts can more easily be detected and managed.
You can also pre-clear with the following STAR products:
Personal Trading, Gifts & Entertainment
, Outside Activity, Political Donations

PROVE YOUR REGULATORY RIGOR
Certifications & Attestations

  • Collate employee data at regular intervals into certifications and attestations. Employees can flag inaccuracies or report anything that's been missed.
  • Push out information, such as the latest firm policies and regulations, so employees can confirm they've read and understand them.
  • >Provide further proof your business is doing everything in its power to detect and prevent conflicts of interest.

This feature is also available with the following STAR products:
Personal Trading,  Private Investments

BOOK A DEMO CERTIFICATIONS CHECKLIST

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A 360 DEGREE VIEW OF ACTIVITY
Reporting & Analytics

  • 100+ reports pre-loaded into the STAR software.
  • Useful visualizations make data easy to interpret.
  • Generate and distribute reports automatically.
  • Design and build your own, custom reports.

LEARN MORE

TALK TO THE EXPERTS

Schedule a personalized demo with a Star professional to see what the STAR platform can do for you.

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22

Four Key Findings From Star's 2022 Crypto & Compliance Survey

22 Sep, 2022

For our second annual Crypto & Compliance Survey, we surveyed the marketplace to find out how firms are currently approaching employee crypto-trading compliance and how they plan to approach it. Here’s an overview of the results and some guidance on next steps your firm should take. 

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3 Benefits Of Individual Risk Scores In Compliance Management

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Risk scores move organizations beyond rules-based compliance toward predictive compliance. Read how it all works with Ruairi Nash, StarCompliance's resident expert on individual accountability and training and competency

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How Can Compliance Help Create A Culture Driven By Ethical And Sustainable Performance?

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Leadership. People policies. Governance. Purpose. In this week's StarBlog, Jo Geraghty, Partner at Culture Consultancy, explores how these four factors set the tone for a healthy business and how compliance can help firms achieve them

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