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Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Helping you to actively manage employee trading in the context of market activity and events to guard against insider trading.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.

Political Donations

Streamline the submission and reconciliation process surrounding employee contributions to politicians and political entities. Our Political Donations product tracks employee political activity to ensure donation limits that may violate firm rules or client interests aren't exceeded.

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FAST AUTOMATED DECISIONS
Pre-Clearance

  • Employees submit pre-clearance requests for any planned political contributions or activities and receive fast, automated approvals or denials.
  • The system will follow your precise rules when evaluating the requested political activity, as well as produce customized reports of current and historical trends.
  • Manage lists of individuals or political entities benefiting from any donations made by employees or your organization.
  • Create custom profiles for each employee, apply donation limits to specific user groups, and set review thresholds that apply to users within those groups.

You can also pre-clear with the following STAR products:
Personal Trading, Gifts & Entertainment, Outside Activity, Private Investments 

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SINGLE PLATFORM, CENTRALIZED DATA
Surveillance

  • Monitor high-risk individuals and groups by integrating data from across your business, like HR and historical political activity records.
  • Define rules for automated cross-referencing of existing data when any pre-clearance request is made—reducing the potential for conflicts to slip between the cracks.
  • Create periodic political activity reports. Set workflow and rule configurations to determine the requirements for reports and attestations.

You can also create rules with the following STAR products:
Gifts & Entertainment, Personal Trading, Private Investments

BOOK A DEMO  DOWNLOAD PDF 

TIME SAVING AND EXTRA SECURITY
Data Management & Enhancements

Save hours of reconciliation work and ensure donation limits aren’t breached. Leverage a collated list of all political donations made in the US via Star’s contribution-data feed.

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TALK TO THE EXPERTS

Schedule a personalized demo with a Star professional to see what the STAR platform can do for you.

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New E-Book: The Control Room Handbook

26 Oct, 2020

Get happy! Our brand new e-guide on all things control room is about to drop! Learn what’s inside, how it could change the way your firm handles deal-side risk, and how to get your hands on your very own FREE copy

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Singapore: New Guidelines On Accountability And Conduct

19 Oct, 2020

Singapore has announced new guidelines on individual accountability and professional conduct for its financial sector. Here’s an overview of what regulated firms can expect starting in September of next year

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Control Room Officers: Finding The Perfect Fit

12 Oct, 2020

We’ve talked a lot recently about how to build the perfect control room. Today we’re going to talk about how to find the perfect control room officer—the candidate with the right kind of experience and right kind of mind to complete your firm's control room puzzle

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