Navigating Global Crypto Regulations

25 Years In Employee Compliance

A look back at the evolution of our industry and the regulators, firms, and innovative technologies that have inspired change.

Australian Shadow Trading Unveiled

February 25 @ 9:00 AM AEDT

In the complex world of regulatory compliance in Australia, understanding the perspectives of both regulators and enforcement bodies is crucial for any organisation.

Ready, SEAR, go: Sustaining Success

March 5 @ 10:00 AM GMT

With the Senior Executive Accountability Regime (SEAR) extending to non-executive and independent non-executive directors by July 1, 2025, institutions across Ireland have an opportunity…

Individual Accountability in Practice

March 18 @ 10:00 AM GMT

Building a culture of responsibility The Individual Accountability Regime (IAR) is designed to ensure that individuals working within financial institutions are held accountable for…

Product Spotlight: Employee Conflicts Of Interest

When it comes to reducing risk, compliance-process automation software—like the STAR Platform—can play a big role. Automation means being able to set a process in motion and know the job is being done properly.

Building A Sustainable L&R Program:

Strategies For Long-Term Success  Join us virtually for an insightful on-demand webinar with License and Registration experts from Kroll and SIA as we discuss…

Leveraging Technology to Help Meet Consumer Duty

StarComplaince's Andy Atkinson provides insights, advice, and best practices for meeting the July implementation deadline for Consumer Duty with Confidence

Whistleblowing in the US: What Market Participants Need to Know

Join Star and Kroll for guidance on how to meet whistleblowing requirements outlined in the Sarbanes-Oxley Act and the Securities Exchange Act of 1934.

Part 1: The Convergence of HR, Ethics & Compliance

An interactive chat with compliance practitioners from State Street and Citibank, discussing the converging lines between HR, Ethics & Compliance.

FAR Decoded: Key Insights & Strategies for Success

An interactive chat with Gilbert + Tobin’s financial services expert, Silvana Wood to discuss FAR & how you can prepare!