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Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.

Automatically monitor employee state, local, and federal political contributions and reduce the risk associated with breaking pay-to-play laws. 

 


Insider Trading Compliance Solutions

Keep your compliance team in the know and reduce the chances of market abuse with our easy-to-use insider trading solution. Track which employees have material and non-public information using insider lists and compare employee trades against hi-impact global events and market activity.

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AUTOMATED TRADE SCREENING
Trades Put Into Context

  • Automatically screen for employee trades that occurred prior to key market events, such as price movements, mergers, or acquisitions.
  • Following detection, easily raise a case in the STAR system, which includes links to all relevant information and news articles.
  • Interactive graphs make pinpointing where insider trading may have occurred simpler, showing relevant trades, market closing prices, and high-impact news items.
  • Demonstrate due diligence to regulators and be able to provide audit records—showing you're doing everything possible to prevent and mitigate insider trading.
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Insider-Trading-Insider_lists

ORGANIZED, CENTRALIZED DATA
Insider List Management

  • Record all employees involved in every project, including when they join the project, what information they're privy to, and when they leave.
  • Easily manage and automate employee communications so they know when they’ve been added and removed from a list.
  • Have every detail on every project at your fingertips, if and when regulators or issuers ever request an insider list

NEWS & EVENT CORRELATION
Data Management & Enhancements

More easily detect insider trading with trade correlation against a global newsfeed that pulls hundreds of thousands of news articles from a variety of global media outlets daily.

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TALK TO THE EXPERTS

Schedule a personalized demo with a Star professional to see what the STAR platform can do for you.

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