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Welcome to your Resource Hub, Phoenix Group

This is where we share exciting, unique content carefully curated just for you and your team.

Hover over to the video on the right for a special message from myself, James Rees, Relationship Manager. 

ONE PLACE FOR ALL YOUR EMPLOYEE COMPLIANCE NEEDS

Star Solutions

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Personal Trading
Ensure employee personal trading and investments comply with all regulatory requirements and company policies. 

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Gifts and Entertainment
Automatically pre-clear client gifts or entertainment to prevent breaches of anti-bribery regulations.

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Outside Activity
Avoid regulatory compliance breaches arising from employee external business activities.

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Private Investments
Ensure employee personal trading and investments comply with all regulatory requirements and company policies. 

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Insider Trading
Automatically pre-clear client gifts or entertainment to prevent breaches of anti-bribery regulations.

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Political Donations
Avoid regulatory compliance breaches arising from employee external business activities.

MAKE FASTER, SMARTER DECISIONS AND REDUCE FIRM RISK

Compliance Control Room

A full-service solution used by enterprise financial firms to capture and monitor the flow of Material Non-Public Information (MNPI) and identify and properly manage enterprise conflicts. 

Learn More

USEFUL RESOURCES

Star Content

MNPI-Management

Managing MNPI

Product Brief

PRODUCT BRIEF
Managing MNPI

Control-Room

The Control Room Handbook

Free Download

FREE E-BOOK
The Control Room Handbook - The Compliance Officers Guide to all Things Control Room

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Retiring the Swivel Chair: Making MNPI Easier to Monitor for Asset Management Firms

TRENDING BLOG

TRENDING BLOG
Retiring the Swivel Chair: Making MNPI Easier to Monitor for Asset Management Firms

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Best Practices to Strengthen Your Company’s Gift & Entertainment Policies

Trending Blog

TRENDING BLOG
Best Practices to Strengthen Your Company’s Gift & Entertainment Policies

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How Do I Manage Private Investments?

Trending Blog

TRENDING BLOG
How Do I Manage Private Investments?

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How To Keep Track Of Outside Business Activity

TRENDING BLOG

TRENDING BLOG
How to Keep Track of Outside Business Activity

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ON THE HORIZON

The Future of Star

SNEAK PEEK
We're improving the user experience with a new UI ...take a look!

SNEAK PEEK
We're bringing automation and transparency to the License & Registration process...see how!

SNEAK PEEK
We're making it simpler and easier for employees to pre-clear and share their Outside Business Activities with compliance...take a look!

FREE EBOOK
Executive Brief: The Compliance Sprint

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Executive Brief: The Compliance Sprint

Free Download

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CLIENT STORY

Successful Employee Adoption

A STAR user discusses her smooth experience implementing STAR from a core test group to a company-wide rollout of more than 4,000 users.

JUST THE FACTS

The Star Difference

hiring

Industry Experience
20+ Years of industry experience

profits

Investment
 $25M+ each year into solution development

customer

Services/Support
Increased headcount by 131% in 2023 to support our growing client-base

global

Software Development
Community-led by our robust user community of 350+ global clients

teamwork

Industry Experts
75% of our team has 10+ years of experience in financial services and RegTech

goal

Externally Backed
Substantial backing and growth support from Marlin Equity Partners

 

Star Leadership

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Jennifer Sun

CEO

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Lang Leonard

Chief Financial Officer

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Craig Jones

Chief Revenue Officer

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David Rowland

Chief Technology Officer

James Rees

RELATIONSHIP MANAGER
James Rees

WANT TO LEARN MORE

Get in Touch Today