Compliance Control Room Handbook
This comprehensive guide to control room takes you step-by-step through design and development, including optimization best practices, defining scope, identifying technology, and more.
This is where we share exciting, unique content carefully curated just for you and your team.
Hover over to the video on the right for a special message from myself, James Rees, Relationship Manager.
A full-service solution used by enterprise financial firms to capture and monitor the flow of Material Non-Public Information (MNPI) and identify and properly manage enterprise conflicts.
20+ Years of Industry experience
$25M+ each year into solution development
Increased headcount by 131% in 2023 to support our growing client-base
Community-led by our robust user community of 350+ global clients
75% of our team has 10+ years of experience in financial services and RegTech
Substantial backing and growth support from Marlin Equity Partners
This comprehensive guide to control room takes you step-by-step through design and development, including optimization best practices, defining scope, identifying technology, and more.
Discover the top 4 compliance trends that your team should leverage to strengthen business competitiveness in the year to come.
To enable more secure information barriers & provide a centralized platform to increase efficiency after the acquisition of an alternative investments firm.
Protect your employees and reduce risk with a suite of solutions designed to address a range of issues.
Ensure employee personal trading and investments comply with all regulatory requirements and company policies.
Keep compliance teams in-the-know without compromising employees’ trading experience.
Simplify the declaration of employee private investments with outside organizations.
Automatically pre-clear client gifts or entertainment to prevent breaches of anti-bribery and corruption regulations.
Avoid regulatory compliance breaches arising from employee external business activities.
Safeguard your business from conflicts of interest arising from political alignments or associations among employees worldwide.
Actively manage employee trading in the context of current market activity and news events to protect your company’s reputation.
Centralize deal data and identify business and employee conflicts
Star’s Compliance Control Room lets you organize and manage your most important inside information data flows and conduct conflict searches with ease—all from a single platform.
Star provides a one-stop shop for managing MNPI, wall crossings, insider lists, restricted lists, and more. Interested in automation and time savings?
Around the globe, investment banks are using the STAR Platform to spot enterprise conflicts, manage wall crossings, monitor deal teams, and more. Interested in streamlining workflows and improving transparency?
Extensive workflows are highly configurable, powered by conditional logic.
Tailor time zone, currency, language, and more for global employees.
Drive employee adoption with ease and simplify employee access via standard authentication and/or single sign-on.
Quickly and easily get real-time analytics through customizable dashboards and reports.
Safeguard sensitive data with multi-layered access rights based on division, department, role, location, and more.
Gain a 360-degree view of your employee compliance anywhere with scalable, cloud-ready software and integrations with Snowflake, Thoughtspot, and PowerBI.
Creating an Individual Accountability Regime
With over 300 clients in 114 countries, we’ve learned a few tricks along the way to ensure your implementation of the STAR Platform goes as quickly, and as seamlessly as possible.
To help your teams prepare, this toolkit includes:
• A vendor selection checklist
• A data migration process map
• Implementation FAQs
• The Star broker feed list
• A data migration checklist
A STAR user discusses her smooth experience implementing STAR from a core test group to a company-wide rollout of more than 4,000 users.
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