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HOW BNP PARIBAS
Can Increase Customer Value
Through Technology Modernization

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INDUSTRY EXPERTS

Star's Future-Ready Compliance Platform

Star's SaaS Platform is scalable and easy to use for both end users and administrators — built to drive employee adoption, reduce risk and gain operational efficiencies.

 

Personal Transaction Management for BNP Paribas 

Personal Transaction Management can be streamlined and automated using Star’s Personal Account Dealing (PAD) solution. PAD assesses trade requests against a fully configurable rules engine you define – giving employees either an immediate automatic decision of their pre-clearance request or escalating the request through a multi-level review process. Additional features include surveillance, case management, certifications and attestations, and reporting.  

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Automate Transaction Reconciliation with Electronic Broker Feeds 

In addition, managing employee trading data is made simple and efficient by the broker-feed reconciliation and automatic transaction-matching capabilities of the STAR Platform. Star's dedicated broker feed team proactively monitors and maintains all electronic feeds to minimize potential data disruptions for clients. We provide 100+ direct broker feeds and maintain relationships with numerous clearinghouses that make hundreds of additional feeds available to our client-base.  

 

Security Master Data 

By partnering with a leading global provider of financial markets data, analytics, and related services, clients have access to time-sensitive pricing, evaluation, and reference data for more than 12 million securities traded around the world, including hard-to-value instruments. This enables StarCompliance to offer a shared resource that you can use to access the latest data on equities, UITs, mutual funds, debt instruments, and more. 

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Declaration of Professional & Associative Activities 

Make it easy for employees to declare professional and associative activities using Star’s Outside Business Activity (OBA) solution. OBA leverages a configurable pre-clearance form you design. Document and monitor the most common and critical outside interests including investments, employment or advisory roles, directorships, board member roles, charitable donations, and more. Employees can also document family members or connected individuals working at other organizations. Additional features include certifications and attestations, and reporting. 

Reduce risk of reputational damage 

StarCompliance software gives you a fast, consistent, automated solution for detecting and mitigating potential employee conflicts–saving you time and resources while improving the effectiveness of your regulatory compliance program. Star’s Political Donations Product will streamline and automate the pre-clearance, surveillance, and reconciliation process of political contributions made by employees and their family members, saving you time and effort, all while minimizing risk. . 

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Gift Declaration Management for BNP Paribas

Track and log employee gift declarations using our Gift & Entertainment (G&E) solution. G&E tracks the spending and receiving of gifts and entertainment to uphold anti-bribery regulations. Employees fill out a pre-clearance form which is checked against the limits you define. Spend requests related to specific individuals or companies are aggregated to ensure limits aren’t exceeded and you can define a pre-selected list of companies and contacts for employees to choose from when making G&E spend or receipt requests. Additional features include surveillance, case management, and reporting.  

License and Registration Management 

With Direct integration with FINRA you are able to streamline operations by utilizing employee CRD numbers to effortlessly link profiles and essential data. This connection enables centralized monitoring, which allows you to efficiently track requests and tasks across the organization. In addition, you gain clear visibility into multiple registered representative processes, ensuring everyone is on the same page. Ultimately, this integration provides actionable insights and reporting, empowering you to make more informed and timely decisions for the betterment of your company. 

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POWERED BY COMPLIANCE CONTROL ROOM

MNPI & Enterprise Conflicts

Integration Capabilities

Call upon critical data from existing firm systems by integrating your deal management, order management, human resources, and research tools with Compliance Control Room and gain an even wider view of firm activity. 

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The enterprise software shown in this graphic are not an exhaustive list of Star’s integration capabilities.

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INDUSTRY EXPERTS

Deep Dive Discussion

With financial regulatory compliance now more complex than ever, staying ahead of shifts in the regulatory landscape is critical to your success.

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JUST THE FACTS

The Star Difference

hiring

Industry Experience
20+ Years of industry experience

profits

Investment
 $25M+ each year into solution development

customer

Services/Support
Increased headcount by 131% in 2023 to support our growing client-base

global

Software Development
Community-led by our robust user community of 350+ global clients

teamwork

Industry Experts
75% of our team has 10+ years of experience in financial services and RegTech

goal

Externally Backed
Substantial backing and growth support from Marlin Equity Partners

USEFUL RESOURCES

The Star Difference

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Executive Brief: The Compliance Sprint

Free Download

FREE EBOOK
Executive Brief: The Compliance Sprint

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Build Vs Buy Guide

Free Ebook

FREE EBOOK
Build Vs Buy Guide

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Certification Checklist

Free Checklist

FREE CHECKLIST
Certification Checklist

SMCC Data Driven

Data Driven Procurement

Publication

PUBLICATION
Data Driven Procurement

MNPI-Management

Managing MNPI

Sell Sheet

SELL SHEET
Managing MNPI

Control-Room

The Control Room Handbook

Free Download

FREE DOWNLOAD
The Control Room Handbook - The Compliance Officers Guide to all Things Control Room

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Enterprise Conflicts

Sell Sheet

SELL SHEET
Enterprise Conflicts

 

CLIENT STORY

Successful Employee Adoption

A STAR user discusses her smooth experience implementing STAR from a core test group to a company-wide rollout of more than 4,000 users.

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Don't Just Take Our Word for It...

For more than 20 years, Star has delivered solutions to the financial services industry, including asset managers, broker dealers, private equity, banks, insurance companies, and more. We support growing organizations in North America, APAC, MENA, and are quickly expanding into the UAE. Here is a small sampling of your peers that have put their trust in Star:

raymond james
natwest
smbc-1
commonwealth
anz
capital one
seb

SENIOR SALES EXECUTIVE
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