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STAR SOLUTIONS

Your compliance software needs to be ready for more than today's challenges. It needs to be future-ready. Star's software solutions help you monitor and manage the ever-evolving world of employee compliance.

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Compliance no longer needs to be complex

Comply with confidence with solutions built for the regulatory challenges of tomorrow. 
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Centralize deal data and identify business and employee conflicts

Compliance Control Room lets you organize and manage your most important inside information data flows and conduct conflict searches with ease—all from a single platform.

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Strengthen individual accountability of your employees and effectively demonstrate compliance to regulators, with complete traceability.

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Training & Competency

Develop a culture of compliance, drive firm-wide adoption and protect your firm's reputation with a training and competency solution that builds trust and certainty.

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Manage your License and Registration workflows with confidence

With centralized monitoring and easy integration with FINRA and other regulators

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Trusted By

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It’s Time to Take Control

  • Centralized Deal & List Management
  • Sophisticated Conflicts Checking
  • Firm-Wide Reporting
  • Easy Systems Integrations
  • Detailed Audit Logs

 

Individual Accountability Regime

Strengthen individual accountability of your employees and effectively demonstrate compliance to regulators, with complete traceability.
 
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Clarity of requirements and what you need to do

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The confidence you need to know you're always up to date

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Comprehensive and proactive governance and oversight
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Consistent, streamlined business processes and quality checking
Our Facts & Figures

StarCompliance is a global leader in employee compliance software solutions, protecting clients and their employees for over 20 years.

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Improve Transparency & Efficiency Across Your Business

License & Registration

Our License & Registration brochure offers an even closer look at how this innovative software solution gives compliance teams needed visibility into the license and registration process.

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TALK TO THE EXPERTS

Schedule a personalized demo with a Star professional to see what the STAR platform can do for you.

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01

Combat Insider Trading with Global Newsfeeds

01 Jun, 2023

The news agenda never stands still, and the regulatory landscape constantly shifts in its wake – the introduction of new and updated regulations is frequently event-driven, with legislation enacted in response to bad news, such as economic crises, geopolitical disruption, and large-scale financial crime.  

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18

8 Best Practices for Maintaining FCA Compliance

18 May, 2023

The FCA relies on accurate and timely information from financial firms in order to identify malpractice and monitor their regulatory compliance. Failure to comply can result in severe consequences, not least of all significant fines. Use the recommendations in this guide to prepare your FCA reports and stay compliant.

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10

Managing Regulatory Compliance Risk Efficiently Today & Future-Proofing for Tomorrow

10 May, 2023

When MiFID II was introduced in 2018, it dramatically altered the way sell-side research was issued to the buy-side, especially in the US. Specifically, European sell-side firms were required to unbundle trading and research, forcing almost all asset managers to pay for research in cash only. This is in direct contrast to the US, where it has been standard practice for buy-side firms to pay for research via order flow or commissions and doesn’t permit broker-dealers to receive cash remuneration.  

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