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STAR SOLUTIONS

Your compliance software needs to be ready for more than today's challenges. It needs to be future-ready. Star's software solutions help you monitor and manage the ever-evolving world of employee compliance.

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Compliance no longer needs to be complex

Comply with confidence with solutions built for the regulatory challenges of tomorrow. 

Incident Management

 

Star's Incident Management solution offers the industry’s most comprehensive intake methods for reporting your company’s concerns, and collects, manages, and resolves any incidents that arise. This solution includes a powerful workflow engine and notification matrix along with a comprehensive, easy-to-use reporting and analysis platform.

 

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Policy Management

 

Star's Policy Management solution makes creating, maintaining, and managing your policies simple. In addition, this solution offers easy mobile access for employees to review and attest to policies, includes access to a large policy library to quickly drop in augment your existing policies, and seamlessly integrates into Star's Incident Management platform.

 

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Strengthen individual accountability of your employees and effectively demonstrate compliance to regulators, with complete traceability.

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Manage your License and Registration workflows with confidence

With centralized monitoring and easy integration with FINRA and other regulators

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Centralize deal data and identify business and employee conflicts

Compliance Control Room lets you organize and manage your most important inside information data flows and conduct conflict searches with ease—all from a single platform.

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Training & Competency

Develop a culture of compliance, drive firm-wide adoption and protect your firm's reputation with a training and competency solution that builds trust and certainty.

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Trusted By

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It’s Time to Take Control

  • Centralized Deal & List Management
  • Sophisticated Conflicts Checking
  • Firm-Wide Reporting
  • Easy Systems Integrations
  • Detailed Audit Logs

 

Individual Accountability Regime

Strengthen individual accountability of your employees and effectively demonstrate compliance to regulators, with complete traceability.
 
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Clarity of requirements and what you need to do

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The confidence you need to know you're always up to date

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Comprehensive and proactive governance and oversight
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Consistent, streamlined business processes and quality checking
Our Facts & Figures

StarCompliance is a global leader in employee compliance software solutions, protecting clients and their employees for over 20 years.

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MANAGE YOUR WORKFLOWS WITH CONFIDENCE

License & Registration


Star’s License & Registration solution provides a direct connection to FINRA,
step-by-step visibility, and easy monitoring from one, centralized location.


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The Delay of Ireland’s Senior Executive Accountability Regime (SEAR) for NEDs and INEDs: What Compliance Professionals Need To Know

28 Nov, 2023

After the Central Bank of Ireland’s Individual Accountability Framework (IAF) was signed into law in March 2023, a three-month consultation process took place to provide clarity and guidance to role-holders on responsibilities and accountability. The outcome highlighted industry concerns over the number and people in scope for its prescribed responsibilities, particularly for both non-executive directors (NEDs) and independent non-executive directors (INEDs) within the Senior Executive Accountability Regime (SEAR). As a result, the Central Bank deferred the application of SEAR for both NEDs and INEDs by 12 months until 1 July 2025. The regulator cited that this delay will give both the Central Bank and regulated firms time to learn more about its implications, and the impact the new individual accountability framework will have on executives – for example, the issues with the overlap of other laws and the reconciliation over certain decision-making responsibilities.

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09

An Opportunity to Set the Standard in Employee Compliance Software: UAE Market Study

09 Nov, 2023

Renowned for its modern infrastructure and dazzling architecture, the United Arab Emirates (UAE) is an international trade and transport hub that has undergone rapid development and economic growth since its federation just over 50 years ago.

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02

Are Bots People Too?

02 Nov, 2023

Written by ChatGPT… Edited by humans

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