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Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.

Automatically monitor employee state, local, and federal political contributions and reduce the risk associated with breaking pay-to-play laws. 

 

   2023 is Here!   
Is Your Compliance Team Prepared? 

It's that time of year again!
Optimize your annual certification process with
Star's complimentary checklist. 

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Increase
Customer Value

In today’s aggressive regulatory landscape, it only makes sense to partner with a SaaS provider that is looking ahead and innovating every day to make their client’s lives easier. Start your compliance modernization journey here.

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Making Compliance Simple And Easy

Our employee compliance technology solutions are scalable and easy to use - for both end users and administrators—helping you reduce risk, gain efficiencies, and drive employee adoption.

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Compliance
On-The-Go

Increase employee participation, data accuracy, and response times. STAR Mobile makes employee compliance simple, easy and convenient for end users and managers.

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Manage Your Workflows with Confidence

With Star's License & Registration solution you have a direct connection to FINRA, step-by-step visibility, and easy monitoring from one, centralized location.

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The Star Difference

Our Future-Ready Compliance Platform Delivers

Star Compliance - Icons_On-Demand Configurability
On-Demand Confirgurability
Respond quickly to new regulations
002-location
Multi-Jurisdictional
Support your global employee base
Star Compliance - Icons_Intuitive UX
Intuitive UX
Drive employee adoption with ease
Star Compliance - Icons_Actionable Intelligence
Actionable Intelligence
Provide real-time analytics
Star Compliance - Icons_Multi-Layered Protection
Multi-Layered Protection
Secures employee's privacy & assets
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Future-Ready Architecture
Cloud Ready & Scalable

Trusted By

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Compliance no longer needs to be complex

Comply with confidence with solutions built for the regulatory challenges of tomorrow. 
CCR-graphic
Centralize deal data and identify business and employee conflicts

Compliance Control Room lets you organize and manage your most important inside information data flows and conduct conflict searches with ease—all from a single platform.

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Strengthen individual accountability of your employees and effectively demonstrate compliance to regulators, with complete traceability.

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Training & Competency

Develop a culture of compliance, drive firm-wide adoption and protect your firm's reputation with a training and competency solution that builds trust and certainty.

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Manage your License and Registration workflows with confidence

With centralized monitoring and easy integration with FINRA and other regulators

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WHO WE SERVE

Asset managers. Investment banks. Private equity firms. Global diversified Financial Institutions. Financial Service Providers. Star solutions bring organization, centralization, and efficiency to overworked compliance departments around the globe—helping enterprise financial firms manage and maintain regulatory compliance.

COMPLIANCE TEAM  COMPLIANCE LEADERSHIPTechnology Team

5 Steps to Optimizing Your Certification Process

It's that time of year again! Help your teams prepare for annual certifications and attestations with our annual certification checklist. From prep-work to software, these tips will ensure your team is ready for 2023!

Download Here

certifications-checklist

TALK TO THE EXPERTS

Schedule a personalized demo with a Star professional to see what the STAR platform can do for you

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26

The Top 10 StarBlogs From 2022

26 Jan, 2023

2022 was an exciting year for compliance and compliance software. Before we get settled into 2023, we’re taking a look back at 10 of the best blogs from our team at StarCompliance.

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18

Financial Regulatory Compliance: What to Know For 2023 – Part 2

18 Jan, 2023

In our second blog examining the compliance outlook for financial services firms in 2023, Gary Muchmore, Managing Director at StarCompliance, discusses upcoming legislation for individual accountability regimes, the still-evolving post-Brexit compliance landscape, and recent developments in the digital assets space.

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12

Financial Regulatory Compliance: What to Know For 2023 – Part 1

12 Jan, 2023

As we head into 2023, Steve Brown, Managing Director at StarCompliance, assesses the state of financial services compliance and provides an overview of the key regulatory developments that regulated firms need to be aware of and prepare to comply with in the year ahead. In the first of his two-part blog series, Steve takes a look at insider trading and what the amendments to SEC Rule 10b5-1 mean for publicly traded companies (i.e. corporate issuers of securities).  

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