COMPLIANCE TEAM


Improve efficiency with your complete regulatory compliance toolkit

The StarCompliance platform gives your compliance team a single, user-friendly system to monitor and manage employee activity and behavior. It saves time and resources by automating conflict of interest monitoring and decision-making processes. The system also provides a host of valuable services and reports to ensure your regulatory compliance regime is as airtight as possible.

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Streamline
processes

Conflict of interest and market abuse detection and mitigation are simplified, eliminating the need for paper-based processes and minimizing the need for manual intervention.

Increase
efficiency

Automated processes and decision-making improve your efficiency, freeing up resources to focus on enhancing compliance programs and dealing with high-risk incidents.

Compliance
automation

The STAR platform gives data-entry control back to employees, giving them an easy-to-use system to register pre-clearance requests, report compliance-related activity, submit certificates and attestations, and more.

Give control to
end-users

Gives data-entry control back to employees, giving them an easy-to-use system to register pre-clearance requests, report compliance-related activity and approve certificates and attestations.

Quality
data

Real-time, accurate data from leading investment and data management organizations eliminates the need for manual reconciliation of employee data and automatically identifies data abnormalities.

How can STAR help you?

Multiple Solutions

A range of products, features and services to suit your specific requirements. Learn more.

Highly customizable

Functions and features can be adapted and data can be manipulated to provide the information your team needs every day.

Robust reporting capabilities

Automatically generated reports provide all the information you need in easy-to-interpret graphs, tables and charts that you can share with senior management.

Extensive automation

Automation of every-day activities, including rules, emails, review alerts, certification and attestation deadlines – saves you time and money.

I love the way we can see at a glance the status of all our compliance activities. Within a few moments I can make a decision of where I will focus my attention.CCO Large Investment Adviser
Talk to the experts

If you’re looking for software with robust compliance solutions that will improve business efficiency while safeguarding the integrity and reputation of your organization, look no further. Schedule a personalised demo with a Star professional to see what the STAR platform can do for you.