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Making Compliance Simple And Easy

Our employee compliance technology solutions are scalable and easy to use - for both end users and administrators—helping you reduce risk, gain efficiencies, and drive employee adoption.

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Synergy '23
Roadshow

The spirit behind Synergy ’23 is to gather the brightest minds in our industry to listen, learn and support each other as a community. By connecting compliance, culture, and technology, we can reimagine the evolution of compliance together. 

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INTRODUCING OUR NEW

Incident & Policy
Management Solution

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Manage Your Workflows with Confidence

Star’s License & Registration solution provides a direct connection to FINRA, step-by-step visibility, and easy monitoring from one, centralized location.

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Compliance
On-The-Go

STAR Mobile makes employee compliance simple, easy, and convenient for end users and managers. 

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The Star Platform Difference

Our Future-Ready Compliance Platform Delivers

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On-Demand 
Configurability
Respond quickly to new regulations
002-location
Multi-Jurisdictional
Support your global employee base
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Intuitive UX
Drive employee adoption with ease
Star Compliance - Icons_Actionable Intelligence
Actionable Intelligence
Provide real-time analytics
Star Compliance - Icons_Multi-Layered Protection
Multi-Layered Protection
Secures employees' privacy & assets
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Future-Ready Architecture
Cloud ready & scalable

Trusted By

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Comply with Confidence

Intuitive compliance tools built for tomorrow's regulatory challenges. 

Incident Management

 

CaseTrac™ offers the industry’s most comprehensive intake methods for reporting your company’s concerns, and collects, manages, and resolves any incidents that arise. This solution includes a powerful workflow engine and notification matrix along with a comprehensive, easy-to-use reporting and analysis platform.

 

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Policy Management

 

PolicyTrac™ makes creating, maintaining, and managing your policies simple. In addition, this solution offers easy mobile access for employees to review and attest to policies, includes access to a large policy library to quickly drop in augment your existing policies, and seamlessly integrates into the CaseTrac case management platform.

 

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Strengthen your employees' individual accountability and effectively demonstrate compliance to regulators, all with complete traceability.

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Manage your License and Registration workflows with confidence

Take advantage of  centralized monitoring and easy integration with FINRA and other regulators.

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Centralize deal data and identify business and employee conflicts

Compliance Control Room lets you organize and manage your most important inside information data flows and conduct conflict searches with ease—all from a single platform.

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Training & Competency

Develop a culture of compliance, drive firm-wide adoption, and protect your firm's reputation with a solution that builds trust and certainty.

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WHO WE SERVE

Star’s compliance solutions bring organization, centralization, and efficiency to overworked compliance departments around the globe—helping enterprise firms across industries manage and maintain regulatory compliance.

COMPLIANCE TEAM  COMPLIANCE LEADERSHIPTechnology Team

5 Steps to Optimizing Your Certification Process

It's that time of year again! Help your teams prepare for annual certifications and attestations with our annual certification checklist. From prep-work to software, these tips will ensure your team is ready for 2023!

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5 Steps to Optimizing Your Certification Process

TALK TO THE EXPERTS

Schedule a personalized demo with a Star professional to see what the STAR Platform can do for you

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21

The Compliance ‘Whistle-Stop’ Tour

21 Sep, 2023

In a world where adherence to regulatory standards must be the gold standard, we need a candidate that will not only prompt us to excellence, but also embodies truth, transparency and speed when addressing employee conflict of interest and political donations. I’m proud to introduce someone that we can all rally behind…

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07

Part 2 | Retiring the Swivel Chair: Making MNPI Easier to Monitor for Private Equity

07 Sep, 2023

In the second of two blogs regarding the “swivel chair” Compliance professionals experience when monitoring access to material, nonpublic information (“MNPI”) –– we reference the multiple applications, emails, excel sheets, and other siloed materials across the business needed to create one source of truth for identifying potential risks. For Private Equity firms doing deals, by the time that information is collated, compared, and checked, the situation has changed, new team members may already be staffed, and it’s back to square one. Sound familiar?

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01

Compliance Management: What It Is & Why It’s Necessary

01 Sep, 2023

The regulatory landscape is rapidly evolving, placing new demands on businesses and their compliance teams. Compliance management solutions have the power to help compliance officers stay one step ahead of emerging regulations—Lauren St. Armand, Head of Marketing at StarCompliance, is on hand to show us how.

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