<img height="1" width="1" style="display:none;" alt="" src="https://dc.ads.linkedin.com/collect/?pid=378468&amp;fmt=gif">

Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.

Automatically monitor employee state, local, and federal political contributions and reduce the risk associated with breaking pay-to-play laws. 

 

EMPLOYEE COMPLIANCE | CONTROL ROOM

Making Compliance Simple And Easy

Our financial compliance software is scalable and easy to use—for both end users and administrators—helping you reduce risk, gain efficiencies, and drive employee adoption.

BOOK A DEMO OUR SOLUTIONS

STAR Mobile

Increase employee participation, data accuracy, and response times. Our native app makes financial compliance simple, easy, and convenient for end users and managers.

BOOK A DEMO LEARN MORE

Licensing & Registration

Don’t let L&R delays stand in the way of generating revenue.

Step-by-step visibility. Efficient workflows.
Star’s L&R Product lets you operate with confidence
while your reps get on with their jobs.

LEARN MORE

WHO WE SERVE

Asset managers. Investment banks. Private equity firms. Global diversified Financial Institutions. Financial Service Providers. Star solutions bring organization, centralization, and efficiency to overworked compliance departments around the globe—helping enterprise financial firms manage and maintain regulatory compliance.

COMPLIANCE TEAM  COMPLIANCE LEADERSHIPTechnology Team

DETECT CONFLICTS FIRMWIDE

SOLUTIONS FOR YOU

Spreadsheets are out. Automation is in. Our intuitive, configurable compliance software automates the detection of potential conflicts of interest across your organization, safeguarding its integrity and reputation.

360-product-view
Monitor and mitigate employee conflicts of interest

The STAR Platform includes nine automated software products—each addressing a key area of concern for enterprise financial institutions:

Personal Trading   Private Investments  | 
Gifts and Entertainment  |  Outside Activity  | 
Political Donation   Insider TradingTraining & CompetencyIndividual Accountability RegimeSTAR Mobile

CCR-graphic
Centralize deal data and identify business and employee conflicts

Compliance Control Room lets you organize and manage your most important inside information data flows and conduct conflict searches with ease—all from a single platform.

LEARN MORE
6-political-surveillance
Automatically monitor state, local, and federal political contributions

With Star's proprietary 6L Political Surveillance Platform as part of your employee conflicts monitoring array, you'll minize risk, search smarter and react faster.

LEARN MORE

Supporting clients in 114+ countries

No matter where your enterprise financial firm operates, Star software has you covered.
Our solutions help the following firms meet their regulatory requirements laid out by the
SEC, FINRA, FCA, and more.

SCHEDULE A DEMO

Complete the form below

STARCOMPLIANCE FACTS & FIGURES

With clients in more than 114+ countries, StarCompliance is a global leader in financial compliance software solutions. Our products guard against employee conflicts of interest, market abuse, and control room errors—in the process guarding against reputational damage to your firm. Learn More.

 

Established in

0

More Than

0

Employees

0

Global Offices

17

The SEC & DOJ Have Corporate Compliance Zeroed. Are You Ready?

17 Nov, 2022

It's no secret the federal government has been pursuing an aggressive regulatory enforcement agenda of late, but what does it mean for compliance officers trying to keep their firms operating within the law? Star's Head of Business Development and veteran compliance officer Steve Brown breaks it all down and offers practical steps to do just that

Read more
09

Ireland’s Senior Executive Accountability Regime: What Compliance Officers Need To Know

09 Nov, 2022

The Republic of Ireland legislature made public updated details of the country’s forthcoming individual accountability regime. In this week’s StarBlog, Senior Editor John Grgurich offers an overview of what the regulation might look like in its final form, and how regtech like Star’s can help registered firms comply

Read more
02

The SEC Cracks Down On Political Contributions Violations

02 Nov, 2022

On September 15, the SEC announced it had settled enforcement proceedings against four investment advisers for violating the “Pay-to-Play Rule.” Our political contributions specialist, Bill Donnell, breaks down what happened and explains what it means for firms that need to monitor for such conflicts

Read more