Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Ensure employees’ personal trading and investments comply with all regulatory requirements and company policies.

Ensure employees’ personal investments comply with all regulatory requirements and company policies.

Automatically pre-clear client gifts or entertainment to prevent breaches of anti-bribery regulations.

Avoid regulatory compliance breaches arising from employees’ external business activities.

Save time and resources in safeguarding your business from political conflicts of interest among employees worldwide.

Helping you to actively manage employee trading in the context of market activity and events to guard against insider trading.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

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StarCompliance offers powerful, customizable compliance software to automatically detect and mitigate potential employee conflicts of interest, safeguarding the integrity and reputation of global financial organizations.

USED IN
50+
COUNTRIES
WE SUPPORT
70+
BROKERAGE FEEDS
R+D REINVESTMENT
50%
OF YEARLY REVENUE

Free Event | Paris, France

The Digital Transformation of Compliance and How it Affects You 
Join us on Thursday, the 27 of September 2018 and discover applicable technology solutions for your top compliance challenges, hear from top subject-matter experts, and network with your peers.
Seating is limited. Reserve your spot today!

Reserve My Spot

MANAGE COMPLIANCE YOUR WAY

Our powerful, user-friendly software is designed to respond to the unique challenges faced by compliance and governance teams. The STAR web-based application provides rigorous, automated conflict of interest and market abuse mitigation capabilities, saving time and resources for your compliance teams, enhancing data management and reducing regulatory risk.

Employee Conflicts of Interest

Automate the management of conflicts of interest, including personal trading, gifts and entertainment, outside business activities and political donations – to help your compliance teams work better, faster and more effectively.

MARKET ABUSE

Automatically screen for employee trades completed prior to key market events, such as price movements, mergers or acquisitions – a potential indicator of insider trading. A faster, simpler and more accurate solution than manual insider trading monitoring.

who we serve

StarCompliance helps clients around the globe to streamline and automate their compliance programs, empowering them to achieve regulatory compliance while safeguarding their business reputations and using resources more efficiently. Find out how we can help you:

COMPLIANCE
LEADERSHIP

You need to uphold your business reputation – STAR ensures your business follows regulatory compliance best practice, using the latest data and technology.

COMPLIANCE
TEAM

You need to streamline processes and workflows – STAR saves time and resources and improves your efficiency by automating every-day compliance tasks.

TECHNOLOGY
TEAM

You need to ensure data security and a smooth implementation – STAR offers advanced data security features and is designed for seamless integration.

WITH STARCOMPLIANCE YOU CAN:

Detect and prevent regulatory violations using a single, web-based application.

Implement automated pre-approval and review processes across your organization.

Save time and resources by streamlining compliance processes and workflows.

Achieve a paperless compliance process.

Evaluate, track and log employee and company activity.

Create a user-friendly compliance management system for all end-users.

Today, our software is used by hundreds of thousands of employees at firms around the world. StarCompliance is a leading provider of compliance and regulatory solutions for financial services and enterprise firms.

We provide compliance software with a focus on global regulations including, SEC, FINRA, FCPA, FCA, UK Bribery Act, and MiFID.

Request a demo

If you’re looking for software with robust compliance solutions that will improve business efficiency while safeguarding the integrity and reputation of your organization, look no further. Complete the form to schedule your personalized demo today!

Technology-screenshot

The STAR Platform is a powerful, user-friendly software with robust automated capabilities designed to respond your unique challenges. See for yourself why 115+ of the largest financial institutions across the globe trust StarCompliance. 

 

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