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Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Helping you to actively manage employee trading in the context of market activity and events to guard against insider trading.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.

NEW

SMCR and Training & Competency Capabilities

Now Available With Star

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EMPLOYEE CONFLICTS | INSIDER TRADING | CONTROL ROOM

Making Compliance Simple And Easy

Our financial compliance software is scalable and easy to use—for both end users and administrators—helping you reduce risk, gain efficiencies, and drive employee adoption.

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JOIN US ON NOVEMBER 2ND FOR THE

EMEA Star Conference 2021

The 2021 EMEA Conference is an in person event you won’t want to miss.

We’re gathering the region's best and brightest compliance professionals as well as Star staff from around the globe. You’ll be able to meet, mingle, listen, and discuss ways to get the most out of STAR and your compliance program overall.

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STAR MOBILE

Increase employee participation, data accuracy, and response times. Our native app makes financial compliance simple, easy, and convenient for end users and managers.

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2020-2021 Awards

StarCompliance is proud to be recognized by these prestigious organizations for ongoing accomplishments and continuing innovation in the field of financial compliance software.

 

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WHO WE SERVE

Asset managers. Investment banks. Private equity firms. Global diversified Financial Institutions. Financial Service Providers. Star solutions bring organization, centralization, and efficiency to overworked compliance departments around the globe—helping enterprise financial firms manage and maintain regulatory compliance.

COMPLIANCE TEAM  COMPLIANCE LEADERSHIPTechnology Team

DETECT CONFLICTS FIRMWIDE

SOLUTIONS FOR YOU

Spreadsheets are out. Automation is in. Our intuitive, configurable compliance software automates the detection of potential conflicts of interest across your organization, safeguarding its integrity and reputation.

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Monitor and mitigate employee conflicts of interest

The STAR Platform includes five automated software products—each addressing a key area of concern for enterprise financial institutions:

Personal Trading   Private Investments  | 
Gifts and Entertainment  |  Outside Activity  | 
Political Donation

Insider-Trading
Detect insider trading across your firm

Our automated insider trading solution enables you to surface questionable employee trades and investigate them against significant market events.

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CCR-graphic
Centralize deal data and identify business and employee conflicts

Compliance Control Room lets you organize and manage your most important inside information data flows and conduct conflict searches with ease—all from a single platform.

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Supporting clients in 83+ countries

No matter where your enterprise financial firm operates, Star software has you covered.
Our solutions help the following firms meet their regulatory requirements laid out by the
SEC, FINRA, FCA, and more.

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STARCOMPLIANCE FACTS & FIGURES

With clients in more than 80 countries, StarCompliance is a global leader in financial compliance software solutions. Our products guard against employee conflicts of interest, market abuse, and control room errors—in the process guarding against reputational damage to your firm. Learn More.

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25

StarCompliance Enters SMCR And Training And Competency Space

25 Oct, 2021

With its purchase of Ideagen’s Pentana Compliance Division—notably, its SMCR and training and competency solutions—Star will help more clients address more compliance challenges globally from a single, integrated platform. Star CEO Jennifer Sun explains 

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18

Curbing Outside Business Activity Risk In The Age Of The Finfluencer

18 Oct, 2021

MassMutual has been fined $4 million for the outside business activity, a.k.a., social media influencing, of one its employees—Keith Gill of r/wallstreetbets fame. Longtime compliance veteran and Head of Business Development for Star Steve Brown breaks it all down and offers advice for reducing this emerging kind of OBA risk

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11

Why STAR Mobile Is A Win-Win For Compliance Leaders And Employees

11 Oct, 2021

Here's how our new mobile compliance app changes the game and encourages employee engagement by allowing compliance tasks to be done anywhere: explained in-depth by Star's CTO and mobile compliance guru, David Rowland

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