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Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Helping you to actively manage employee trading in the context of market activity and events to guard against insider trading.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.

Automatically monitor employee state, local, and federal political contributions and reduce the risk associated with breaking pay-to-play laws. 

 

EMPLOYEE CONFLICTS | INSIDER TRADING | CONTROL ROOM

Making Compliance Simple And Easy

Our financial compliance software is scalable and easy to use—for both end users and administrators—helping you reduce risk, gain efficiencies, and drive employee adoption.

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STAR MOBILE

Increase employee participation, data accuracy, and response times. Our native app makes financial compliance simple, easy, and convenient for end users and managers.

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WHO WE SERVE

Asset managers. Investment banks. Private equity firms. Global diversified Financial Institutions. Financial Service Providers. Star solutions bring organization, centralization, and efficiency to overworked compliance departments around the globe—helping enterprise financial firms manage and maintain regulatory compliance.

COMPLIANCE TEAM  COMPLIANCE LEADERSHIPTechnology Team

DETECT CONFLICTS FIRMWIDE

SOLUTIONS FOR YOU

Spreadsheets are out. Automation is in. Our intuitive, configurable compliance software automates the detection of potential conflicts of interest across your organization, safeguarding its integrity and reputation.

360-product-view
Monitor and mitigate employee conflicts of interest

The STAR Platform includes five automated software products—each addressing a key area of concern for enterprise financial institutions:

Personal Trading   Private Investments  | 
Gifts and Entertainment  |  Outside Activity  | 
Political Donation

Insider-Trading
Detect insider trading across your firm

Our automated insider trading solution enables you to surface questionable employee trades and investigate them against significant market events.

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CCR-graphic
Centralize deal data and identify business and employee conflicts

Compliance Control Room lets you organize and manage your most important inside information data flows and conduct conflict searches with ease—all from a single platform.

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Supporting clients in 89+ countries

No matter where your enterprise financial firm operates, Star software has you covered.
Our solutions help the following firms meet their regulatory requirements laid out by the
SEC, FINRA, FCA, and more.

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STARCOMPLIANCE FACTS & FIGURES

With clients in more than 80 countries, StarCompliance is a global leader in financial compliance software solutions. Our products guard against employee conflicts of interest, market abuse, and control room errors—in the process guarding against reputational damage to your firm. Learn More.

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24

What Proposed Changes To Rule 10b5-1 Mean For Compliance Teams

24 Jan, 2022

SEC Rule 10b5-1, which governs stock trading plans by company insiders, could be getting an overhaul. Here's how compliance professionals can adapt, as offered by veteran compliance officer and StarCompliance Head of Business Development, Steve Brown

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20

Are Your Employees Illegally Trading Company Stock?

20 Jan, 2022

Whether it’s through proposed amendments to existing rules or novel ways in which to approach such activity, the SEC continues to be laser focused on illegal insider trading—no matter what sector of the economy it's happening in. Steve Brown, Star's Head of Business Development and a longtime compliance officer, offers thoughts and solutions

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17

How Firms Should Manage Compliance Priorities In The Gensler Era

17 Jan, 2022

New SEC Chairman Gary Gensler will certainly bring new SEC regulations in tow along with him. Here's how compliance teams can prepare to respond accordingly

Read more