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Making Compliance Simple And Easy

Our employee compliance technology solutions are scalable and easy to use - for both end users and administrators—helping you reduce risk, gain efficiencies, and drive employee adoption.

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INTRODUCING

Secure Data Access

Data transformation is here. Disrupt internal silos and unleash the full potential of your existing data.

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  ON-DEMAND WEBINAR  
Navigating the Regulatory Shifts in 2023

Join StarCompliance for an interactive chat on the current state of financial services compliance and the key developments that regulated firms need to be aware of.

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Manage Your Workflows with Confidence

Star’s License & Registration solution provides a direct connection to FINRA, step-by-step visibility, and easy monitoring from one, centralized location.

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Compliance
On-The-Go

STAR Mobile makes employee compliance simple, easy, and convenient for end users and managers. 

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The Star Platform Difference

Our Future-Ready Compliance Platform Delivers

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On-Demand 
Configurability
Respond quickly to new regulations
002-location
Multi-Jurisdictional
Support your global employee base
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Intuitive UX
Drive employee adoption with ease
Star Compliance - Icons_Actionable Intelligence
Actionable Intelligence
Provide real-time analytics
Star Compliance - Icons_Multi-Layered Protection
Multi-Layered Protection
Secures employees' privacy & assets
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Future-Ready Architecture
Cloud ready & scalable

Trusted By

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Comply with Confidence

Intuitive compliance tools built for tomorrow's regulatory challenges. 
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Centralize deal data and identify business and employee conflicts

Compliance Control Room lets you organize and manage your most important inside information data flows and conduct conflict searches with ease—all from a single platform.

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Strengthen your employees' individual accountability and effectively demonstrate compliance to regulators, all with complete traceability.

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Training & Competency

Develop a culture of compliance, drive firm-wide adoption, and protect your firm's reputation with a solution that builds trust and certainty.

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Manage your License and Registration workflows with confidence

Take advantage of  centralized monitoring and easy integration with FINRA and other regulators.

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WHO WE SERVE

Star’s compliance solutions bring organization, centralization, and efficiency to overworked compliance departments around the globe—helping enterprise firms across industries manage and maintain regulatory compliance.

COMPLIANCE TEAM  COMPLIANCE LEADERSHIPTechnology Team

5 Steps to Optimizing Your Certification Process

It's that time of year again! Help your teams prepare for annual certifications and attestations with our annual certification checklist. From prep-work to software, these tips will ensure your team is ready for 2023!

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5 Steps to Optimizing Your Certification Process

TALK TO THE EXPERTS

Schedule a personalized demo with a Star professional to see what the STAR Platform can do for you

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01

Combat Insider Trading with Global Newsfeeds

01 Jun, 2023

The news agenda never stands still, and the regulatory landscape constantly shifts in its wake – the introduction of new and updated regulations is frequently event-driven, with legislation enacted in response to bad news, such as economic crises, geopolitical disruption, and large-scale financial crime.  

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18

8 Best Practices for Maintaining FCA Compliance

18 May, 2023

The FCA relies on accurate and timely information from financial firms in order to identify malpractice and monitor their regulatory compliance. Failure to comply can result in severe consequences, not least of all significant fines. Use the recommendations in this guide to prepare your FCA reports and stay compliant.

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10

Managing Regulatory Compliance Risk Efficiently Today & Future-Proofing for Tomorrow

10 May, 2023

When MiFID II was introduced in 2018, it dramatically altered the way sell-side research was issued to the buy-side, especially in the US. Specifically, European sell-side firms were required to unbundle trading and research, forcing almost all asset managers to pay for research in cash only. This is in direct contrast to the US, where it has been standard practice for buy-side firms to pay for research via order flow or commissions and doesn’t permit broker-dealers to receive cash remuneration.  

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