FIRM CONFLICTS
AI-Assisted Marketing Compliance Review
Complete marketing and advertising reviews faster, with more consistency, and with greater efficiency by leveraging Star’s workflow and compliance solution with AI-assisted insights on SEC and FINRA marketing rules.
PROACTIVE APPROACH
Say Goodbye to Time-Consuming Reviews
Your days don’t need to be consumed by reviewing
multi-page marketing materials, advertisements, and sales presentations. Instead, let Star’s AI assistant take the first pass and flag sections that warrant your attention. Reclaim valuable time, keep pace with the speed of business, and become the MVP your sales and marketing teams
can count on!
ALL IN ONE PLACE
One Solution For Compliance & Marketing
Make it easy for Marketing and IR teams to submit documents for review using configurable intake forms and automate reviewer assignment based on fund type or regulatory framework.
Support for Multiple File Formats
Upload various document types, including PowerPoint, Word, Excel, PDF, and more.
Attach Backup Materials
Include backup materials to validate and reinforce your marketing content.
Seamless In-App Collaboration
Leave comments and suggest edits directly in the app for Marketing to review and action.
Streamlined Approvals and Notifications
Track approval statuses and stay updated with real-time email alerts for all stakeholders.
Effortless Version Comparison
Easily identify changes by comparing document versions side-by-side within the app.
Disclosure Library
Maintain a library of frequently used and approved disclosures both you and the AI can recommend during review.
Fast, AI-assisted Reviews
Let the AI assistant review submitted documents first, providing clear guidance and suggestions to ensure regulatory standards.
- The AI will review documents against the appropriate regulatory framework indicated on the submission intake form.
- Review AI insights and suggested changes and only keep those appropriate for Marketing to action.
- Maintain a library of firm-approved disclosures the AI can recommend during document review.
ALL IN ONE PLACE
Single Source Of Truth
Establish one place for Compliance and Marketing to manage and maintain approved marketing materials and associated activity.
Organized Library of Approved Materials
Create and maintain a structured repository using folders organized by fund, business line, and more.
Detailed Version History and Audit Trail
Every document version includes a complete, exportable action log for full transparency.
Compliant Recordkeeping and Archiving
Establish thorough books and records for sales and marketing materials, with archiving capabilities.
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