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Star's Future-Ready Compliance Platform

Star's SaaS Platform is scalable and easy to use for both end users and administrators — built to drive employee adoption, reduce risk and gain operational efficiencies.

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The Star Difference

Our Future-Ready Compliance Platform Delivers

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On-Demand Confirgurability
Respond quickly to new regulations
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Multi-Jurisdictional
Support your global employee base

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Intuitive UX
Drive employee adoption with ease

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Actionable Intelligence
Provide real-time analytics

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Multi-Layered Protection
Secures employee's privacy & assets

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Future-Ready Architecture
Cloud Ready & Scalable

Platform Features

STAR Mobile

With STAR Mobile, employee's pre-clear activity and report transactions on-the-go and Supervisors can review escalated requests from anywhere.

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Reporting & Analytics

Be proactive, not reactive. Insight Driven Dashboards put actionable intel in front of compliance officers and frontline managers in an interactive format in near-real time.

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Data Management

Star offers a range of products, services and vendor solutions that let you monitor and manage an ever-increasing amount of data, enhance and optimize existing. data sets, and maintain data integrity.

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Technology & Architecture

In addition to Star's extensive automation and configuration capabilities, our advanced implementation and security options ensure your compliance operations are safer, and more efficient than ever before

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Did you know?


Star offers fully interrogation amongst home grown systems or other compliance products

20+ years in the industry

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Over 200 global clients in more than 80 countries

Our certification solution is completely configurable

Every solution comes with 100s of prebuilt, customizable reports

Trusted By

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See what a future-ready platform can do for you

Reduce risk, gain efficiencies, and drive employee adoption with a scalable platform that is easy to use for both end users and administrators alike.
What Does Good Leadership Look Like
Compliance Leaders
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Compliance Teams
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Technology Teams

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Schedule a personalized demo with a Star professional to see what the STAR platform can do for you

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28

How Can Compliance Teams Manage Their Representatives’ License and Registration Process More Effectively?

28 Mar, 2023

The process of registering for and obtaining a financial securities license can be a complex and time-consuming nightmare. In the US, individuals selling investments professionally are required to obtain a securities license from FINRA. This is a multi-step process where securities professionals must pass qualifying exams, in which there are different levels, to demonstrate their competence before they are allowed to engage in certain securities activities. If firms fail to stay ahead, not only is it costly for them to pay for the reopening of exam windows or late filings, but also the loss of time from being unable to capitalize on the activities of their registered representatives.

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15

Casting Further Light on Shadow Trading

15 Mar, 2023

When a biopharmaceutical industry executive reportedly learned in 2016 that a rival planned to buy the company he worked for, he is alleged to have bought options in another competitor’s stock prior to the news of the acquisition going public. This led to him being accused by the SEC in 2021 of insider trading. But while the SEC prosecutes approximately 50 insider trading cases a year, this was not the typical misappropriation of information or tipper/tippee liability but an instance of what has since been dubbed ‘shadow trading’.

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08

The Uneven Progress in Closing the Gap for Women in STEM

08 Mar, 2023

International Women’s Day is a time to reflect on the advances that women have made in society and culture and to recognise the challenges we still need to overcome. 

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