Multi-Jurisdictional
Support your global employee base
Intuitive UX
Drive employee adoption with ease
Actionable Intelligence
Provide real-time analytics
Multi-Layered Protection
Secures employee's privacy & assets
Future-Ready Architecture
Cloud Ready & Scalable
Star offers fully interrogation amongst home grown systems or other compliance products
20+ years in the industry
STAR has a native mobile app
Over 200 global clients in more than 80 countries
Our certification solution is completely configurable
Every solution comes with 100s of prebuilt, customizable reports
28 Mar, 2023
The process of registering for and obtaining a financial securities license can be a complex and time-consuming nightmare. In the US, individuals selling investments professionally are required to obtain a securities license from FINRA. This is a multi-step process where securities professionals must pass qualifying exams, in which there are different levels, to demonstrate their competence before they are allowed to engage in certain securities activities. If firms fail to stay ahead, not only is it costly for them to pay for the reopening of exam windows or late filings, but also the loss of time from being unable to capitalize on the activities of their registered representatives.
15 Mar, 2023
When a biopharmaceutical industry executive reportedly learned in 2016 that a rival planned to buy the company he worked for, he is alleged to have bought options in another competitor’s stock prior to the news of the acquisition going public. This led to him being accused by the SEC in 2021 of insider trading. But while the SEC prosecutes approximately 50 insider trading cases a year, this was not the typical misappropriation of information or tipper/tippee liability but an instance of what has since been dubbed ‘shadow trading’.
08 Mar, 2023
International Women’s Day is a time to reflect on the advances that women have made in society and culture and to recognise the challenges we still need to overcome.