Employee Conflicts of Interest
Protect your employees and reduce risk with a suite of solutions designed to address a range of issues.
Ensure employee trading and investments meet all regulatory and internal policy requirements.
Gain comprehensive pre-clearance and post-trade oversight across 100+ crypto exchanges and 25+ blockchains.
Simplify declarations for employees holding non-publicly traded investments.
Track and report gifts and hospitality—given or received—to stay compliant with anti-bribery regulations.
Easily capture and manage employee disclosures for external business engagements.
Enforce pay-to-play thresholds and minimize employee-related risk with purpose-built tracking and controls.
Actively manage employee trading in the context of current market activity and news events to protect your company’s reputation.
Incident & Policy Management
Streamline HR and compliance processes by providing employees with clear, accessible policies and a safe space to report incidents.
Offer employees multiple reporting channels and simplify incident intake, management, and resolution.
Create, maintain, and manage your policies in one central, easily accessible place.
Support widespread policy adoption and adherence with a robust portfolio of ethics and compliance learning content.
Encourage and collect candid feedback from departing employees to drive continuous improvement.
Enable global reporting with multilingual support across 65+ languages.
MNPI & Enterprise Conflicts
Centralize deal data and identify business and employee conflicts
Star’s Compliance Control Room lets you organize and manage your most important inside information data flows and conduct conflict searches with ease—all from a single platform.
Centralize MNPI oversight with tools for wall crossings, insider lists, restricted lists, and more.
Manage conflicts, monitor deal teams, and streamline wall crossing workflows with StarCompliance Enterprise.
Accountability & Competency
Comply with global accountability regimes by fortifying employee accountability, training, and competency.
Meet regulatory requirements across the UK, Singapore, Ireland, and Australia.
Track employee training, manage certifications, and ensure ongoing compliance through customizable oversight and reporting.
License & Registration
Take advantage of centralized monitoring and easy integration with FINRA and other regulators.
Streamlined broker-dealer licensing and registration processes for employees and compliance teams.
On-Demand Configurability
Extensive workflows are highly configurable, powered by conditional logic.
Multi-Jurisdictional
Tailor time zone, currency, language, and more for global employees.
Intuitive UX
Drive employee adoption with ease and simplify employee access via standard authentication and/or single sign-on.
Actionable Intelligence
Quickly and easily get real-time analytics through customizable dashboards and reports.
Multi-Layered Protection
Safeguard sensitive data with multi-layered access rights based on division, department, role, location, and more.
Future-Ready Architecture
Gain a 360-degree view of your employee compliance anywhere with scalable, cloud-ready software and integrations with Snowflake, Thoughtspot, and PowerBI.
Star Technology
Star’s advanced implementation and security options ensure your compliance operations are safer and more efficient than ever before.
Star Security
Comprehensive governance, risk, and compliance security provide the ultimate protection for your data.
Data Management
Star offers a range of products, services and vendor solutions that let you monitor and manage an ever-increasing amount of data, enhance and optimize existing. data sets, and maintain data integrity.
Reporting & Analytics
Be proactive, not reactive. Insight Driven Dashboards put actionable intel in front of compliance officers and frontline managers in an interactive format in near-real time.
Star Mobile
With STAR Mobile, employees pre-clear activity and report transactions on-the-go and Supervisors can review escalated requests from anywhere.
Tools & Tips
With Tool Tips & Walkthroughs, Star Enterprise is your compliance software training partner. Get instant support right inside the Star Enterprise.
Next Generation Employee Compliance Solutions
Trusted by firms around the world
