3 Benefits Of Individual Risk Scores In Compliance Management
Risk scores move organizations beyond rules-based compliance toward predictive compliance.
EMPLOYEE COMPLIANCE
Individual Accountability
Effectively demonstrate compliance to regulators across the UK, Singapore, Ireland and Australia with complete traceability.
Compliance no longer needs to be complex
StarCompliance Enterprise offers a purpose-built solution to support the unique regulatory requirements set-forth in SMCR, IAC, IAF, and FAR. With STAR, you can manage individual accountability from one place, regardless of the regulation—or regulations—your firm is subject to.
Related Solutions
Ensure compliance with the FCA’s Senior Managers and Certification Regime.
Maintain a compliant Individual Accountability and Conduct (IAC) program aligned with MAS regulations.
Stay aligned with the Central Bank of Ireland’s Individual Accountability Framework requirements.
Comply with Australia’s BEAR and FAR accountability frameworks with confidence.
Track employee training, manage certifications, and ensure ongoing compliance through customizable oversight and reporting.
Risk Reduction and Assurance
- Reduce risk of regulatory failure and fines
- Demonstrate employee role readiness.
- Maintain comprehensive records of responsibility maps, employee assessments, and more.
- Establish Key Performance Indicators (KPIs) tailored to role readiness assessments.
- Gain complete visibility and oversight of employees and processes.
Time and Cost Savings
- Manage multiple Individual Accountability regimes from a single source of truth.
- Decrease duplication of tasks and manual effort.
- Streamline and automate employee assessments and regulatory reporting processes.
Trusted by firms around the world
Drive Efficiency And Reduce Risk
Our award-winning solution simplifies operational processes, and supports greater efficiency and accuracy, whilst reducing costs and risk. It enables traceability and gives you confidence that you’re meeting your regulatory requirements.
Clarity of requirements and employee responsibilities
Audit-ready
Comprehensive, proactive governance and oversight
Consistent, streamlined processes
EVERYTHING YOU NEED
E-Books, Checklists & More
Visit our extensive library of IAR resources for actionable advice and best practices related to specific regimes, including SMCR, IAC, IAF, and FAR.
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