Gain complete traceability and confidence. Strengthen Individual Accountability and effectively demonstrate compliance to FCA and MAS by meeting requirements set forth by the SMCR (Senior Managers and Certification Regime) in the UK and the IAC guidelines (Individual Accountability and Conduct) in Singapore.
Give your most senior people assurance that their Accountability obligations are met.
Easily manage and support all aspects of the Certification process—while making it easy for your employees.
Improve individual accountability and awareness of conduct issues across your firm.
Make it easy to support the regular submission and maintenance of up-to-date data for FCA Directory Persons, providing a place to gather and store data, as well as ensuring changes and updates are applied timely and consistently.