Australian BEAR & FAR Solutions
Star’s dedicated IAR solution was designed to help accountable entities establish and maintain a regime for their accountable persons and adapt to changes in regulation as they occur.
Compliance No Longer Needs To Be Complex
Be certain you’re complying with the Australian Prudential Regulation Authority (APRA) and the Australian Securities and Investments Commission (ASIC) guidance on the Banking Executive Accountability Regime and the Financial Accountability Regime (FAR).
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On-Demand Configurability
Extensive workflows are highly configurable, powered by conditional logic.
Multi-Jurisdictional
Tailor time zone, currency, language, and more for global employees.
Intuitive UX
Drive employee adoption with ease and simplify employee access via standard authentication and/or single sign-on.
Actionable Intelligence
Quickly and easily get real-time analytics through customizable dashboards and reports.
Multi-Layered Protection
Safeguard sensitive data with multi-layered access rights based on division, department, role, location, and more.
Future-Ready Architecture
Gain a 360-degree view of your employee compliance anywhere with scalable, cloud-ready software and integrations with Snowflake, Thoughtspot, and PowerBI.
Establish and maintain an accountability regime for accountable persons
- Manage Accountability Maps & Accountability Statements for Senior Executives across the organization.
- Complete versioning control of Maps, Statements and other key documentation.
- Provide an easy way for Accountable Persons to document Reasonable Steps.
- Fully auditable.
Fit & Proper person workflows for accountable persons
- Gain control of all aspects of the fitness & proper assessment process – with compliance technology that makes it easy for your employees.Manage the entire process – from identifying accountable persons and assigning activities to personal development and supervision.
- Perform annual and ad-hoc fit and proper assessments with sign-off and automated escalation built-in.
- Use robust, transparent dashboard reporting to gain insights into individual and firm-wide results.
Manage Conduct Rules attestation & breaches
- Raise awareness of employee conduct issues across your firm and expand individual accountability. Fostering a culture of strong values and ethical behavior is what builds respected, reputable businesses.
- Implement annual declaration workflows and store declarations for good record-keeping.
- Record and manage breaches and regulatory reporting.
- Improve the accuracy and efficiency of regulatory reporting.
Employee Conflicts of Interest
Protect your employees and reduce risk with a suite of solutions designed to address a range of issues.
Ensure employee trading and investments meet all regulatory and internal policy requirements.
Gain comprehensive pre-clearance and post-trade oversight across 35+ exchanges, 30+ blockchains, 200+ tokens.
Simplify declarations for employees holding non-publicly traded investments.
Track and report gifts and hospitality—given or received—to stay compliant with anti-bribery regulations.
Easily capture and manage employee disclosures for external business engagements.
Enforce pay-to-play thresholds and minimize employee-related risk with purpose-built tracking and controls.
Monitor employee trading against market activity and public news to detect potential insider risks.
Incident & Policy Management
Streamline HR and compliance processes by providing employees with clear, accessible policies and a safe space to report incidents.
Offer employees multiple reporting channels and simplify incident intake, management, and resolution.
Create, maintain, and manage your policies in one central, easily accessible place.
Support widespread policy adoption and adherence with a robust portfolio of ethics and compliance learning content.
Encourage and collect candid feedback from departing employees to drive continuous improvement.
Enable global reporting with multilingual support across 65+ languages.
MNPI & Enterprise Conflicts
Centralize deal data and identify business and employee conflicts
Star’s Compliance Control Room lets you organize and manage your most important inside information data flows and conduct conflict searches with ease—all from a single platform.
Centralize MNPI oversight with tools for wall crossings, insider lists, restricted lists, and more.
Manage conflicts, monitor deal teams, and streamline wall crossing workflows with StarCompliance Enterprise.
Accountability & Competency
Comply with global accountability regimes by fortifying employee accountability, training, and competency.
Meet regulatory requirements across the UK, Singapore, Ireland, and Australia.
Track employee training, manage certifications, and ensure ongoing compliance through customizable oversight and reporting.
How Firms in Australia Are Transitioning To The Financial Accountability Regime
