The MNPI Compliance Handbook
A comprehensive guide to MNPI and control room design and development: optimization best practices, defining scope/mandate, software/tech, and more.
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Industry Experts
Star’s Future-Ready Compliance Platform
Star’s SaaS Platform is scalable and easy to use for both end users and administrators — built to drive employee adoption, reduce risk and gain operational efficiencies.
Industry Experience
20+ Years of Industry experience
Investment
$25M+ each year into solution development
Service & Support
Increased headcount by 131% in 2023 to support our growing client-base
Software Development
Community-led by our robust user community of 350+ global clients
Expertise
75% of our team has 10+ years of experience in financial services and RegTech
Externally backed
Substantial backing and growth support from Marlin Equity Partners
Featured Resource
Build AND Buy: A Hybrid Approach to Employee Compliance Automation
Acquiring an enterprise employee compliance solution has typically been presented as a binary choice: build or buy? But should it be?
Certifications Process Checklist
Download StarCompliance’s Certification Checklist, providing 5 steps to a simpler, easier, more efficient certifications process.
Enterprise Conflicts Handbook
This comprehensive guide to enterprise conflicts takes you step-by-step through design and development, including optimization best practices, defining scope, identifying technology, and more.
Employee Conflicts of Interest
Protect your employees and reduce risk with a suite of solutions designed to address a range of issues.
Ensure employee trading and investments meet all regulatory and internal policy requirements.
Gain comprehensive pre-clearance and post-trade oversight across 100+ crypto exchanges and 25+ blockchains.
Simplify declarations for employees holding non-publicly traded investments.
Track and report gifts and entertainment—given or received—to stay compliant with anti-bribery regulations.
Easily capture and manage employee disclosures for external business engagements.
Enforce pay-to-play thresholds and minimize employee-related risk with purpose-built tracking and controls.
Monitor employee trading against market activity and public news to detect potential insider risks.
MNPI & Enterprise Conflicts
Centralize deal data and identify business and employee conflicts
Star’s Compliance Control Room lets you organize and manage your most important inside information data flows and conduct conflict searches with ease—all from a single platform.
Centralize MNPI oversight with tools for wall crossings, insider lists, restricted lists, and more.
Manage conflicts, monitor deal teams, and streamline wall crossing workflows with StarCompliance Enterprise.
On-Demand Configurability
Extensive workflows are highly configurable, powered by conditional logic.
Multi-Jurisdictional
Tailor time zone, currency, language, and more for global employees.
Intuitive UX
Drive employee adoption with ease and simplify employee access via standard authentication and/or single sign-on.
Actionable Intelligence
Quickly and easily get real-time analytics through customizable dashboards and reports.
Multi-Layered Protection
Safeguard sensitive data with multi-layered access rights based on division, department, role, location, and more.
Future-Ready Architecture
Gain a 360-degree view of your employee compliance anywhere with scalable, cloud-ready software and integrations with Snowflake, Thoughtspot, and PowerBI.
Trusted by firms around the world
MNPI & Enterprise Conflicts
Integration Capabilities
Call upon critical data from existing firm systems by integrating your deal management, order management, human resources, and research tools with Compliance Control Room and gain an even wider view of firm activity.
CLIENT STORY
Successful Employee Adoption
A STAR user discusses her smooth experience implementing STAR from a core test group to a company-wide rollout of more than 4,000 users.
Star Leadership
Jennifer Sun
Chief Executive Officer
Craig Jones
Chief Revenue Officer
Lang Leonard
Chief Financial & Operating Officer
David Rowland
Chief Technology Officer