Synergy ’24

This full-day event is tailored for compliance, ethics, and HR professionals who want to network with peers, exchange best practices, and learn from industry experts.

25 Years In Employee Compliance

A look back at the evolution of our industry and the regulators, firms, and innovative technologies that have inspired change.

The Future of Licensing & Registration Is Here

Don’t operate in the dark.

Building A Sustainable L&R Program:

Strategies For Long-Term Success  Join us virtually for an insightful on-demand webinar with License and Registration experts from Kroll and SIA as we discuss…

Leveraging Technology to Help Meet Consumer Duty

StarComplaince's Andy Atkinson provides insights, advice, and best practices for meeting the July implementation deadline for Consumer Duty with Confidence

Whistleblowing in the US: What Market Participants Need to Know

Join Star and Kroll for guidance on how to meet whistleblowing requirements outlined in the Sarbanes-Oxley Act and the Securities Exchange Act of 1934.

Part 1: The Convergence of HR, Ethics & Compliance

An interactive chat with compliance practitioners from State Street and Citibank, discussing the converging lines between HR, Ethics & Compliance.

FAR Decoded: Key Insights & Strategies for Success

An interactive chat with Gilbert + Tobin’s financial services expert, Silvana Wood to discuss FAR & how you can prepare!

IAF Made Simple: Your Roadmap to Compliance Success

Watch for an engaging fireside chat with expert advice, valuable insights, & best practices on crafting a successful roadmap for IAF!

Joining Forces for Regulatory Reform: 2009-2015

Following nine years of uncertainty and instability across financial services, 2009-2015 brought new regulations and rebounding markets.

Product Spotlight: Employee Conflicts Of Interest

When it comes to reducing risk, compliance-process automation software—like the STAR Platform—can play a big role. Automation means being able to set a process in motion and know the job is being done properly.