Join us in London!
October 3
@ 8:30 AM GMT
Synergy New York is where industry experts and professionals will gather to discuss and explore the critical issues shaping the future of financial regulation and compliance.
This must-attend event is an essential gathering dedicated to mastering the complexities of today’s regulatory environment. It promises to deliver cutting-edge insights and practical guidance on a range of trending topics, including, whistleblowing and conduct risk, compliance & data, crypto regulations, and much more!
Additional details regarding the agenda will be released in the coming weeks. Register now, and we’ll make sure those details are delivered straight to your inbox!
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New York Agenda
08.45-9.05
Arrival, registration & networking breakfast
9.05-9.15
Welcome Remarks
James Balbas, Associate Director Relationship Management at Star delivers a warm welcome and provides a brief overview of the exciting sessions and networking opportunities of the day ahead.
9.15 – 9.45
Don’t Fear Feedback, Embrace It! How Your Input Sparks Innovation at Star
Join Jennifer Sun, CEO of StarCompliance, as she kicks off this year’s Synergy event with a powerful message exploring Star’s feedback-driven culture. Discover how client and employee feedback fuels innovation and drives excellence in employee compliance.
9.45-10.30
Enhancing Compliance & Risk Management with Data
In an era where data is pivotal to business success, leveraging data for compliance and risk management is essential. How to equip compliance professionals with the skills and knowledge to effectively use data analytics to enhance the compliance frameworks and risk management strategies.
Ryan Sheridan & Solya Pall StarCompliance
10.30-11.15
The Future of AI in Compliance
Is the transformative potential of artificial intelligence (AI) and how machine learning will reshape the compliance landscape keeping you up at night? This keynote will explore real-world applications, regulatory implications, and ethical considerations associated with AI in compliance.
11.15-11.30
Coffee break
BREAKOUT 1
11.30-12.15
Managing Conduct Risk: Merging Ethics, Culture, and Sustainability in Corporate Governance
This session delves into the multifaceted approach to conduct risk management, emphasizing the integration of ethical considerations, corporate culture, and sustainability commitments. As businesses navigate the complexities of modern governance, a holistic approach to conduct risk is paramount. This session will provide insights and the practical strategies you need to ensure robust management and imagine what a Center of Excellence for compliance in your organization would look like across various dimensions.
12.15-1.00
The Changing State of Crypto & Compliance
As digital currencies reshape the financial world, it is crucial for compliance professionals to stay informed about the ever-evolving regulatory landscape. Join us for this highly requested session to gain a deeper understanding into the changing state of crypto and compliance and equip yourself with the knowledge to navigate this complex environment.
BREAKOUT 2
11.30-1:00
Control Room Roundtable
Delve into the pressing challenges facing the industry today including shadow trading, information barriers, navigating the complexities of crypto assets, and the critical considerations around wall crossing and market sounding. Join your peers and gain valuable perspectives on how to address these evolving challenges and stay ahead in a rapidly changing regulatory environment.
Steve Brown & Ryan Sheridan, StarCompliance
13.00-14:00
Lunch
2:00-2:45
Insights from a Regulator and a Prosecutor
In the complex world of regulatory compliance, understanding the perspectives of both regulators and prosecutors is critical for any organization. This session offers a unique opportunity to gain firsthand insights from pivotal figures influencing compliance standards. Attendees will benefit from the wisdom and strategic counsel of a seasoned regulator and a proficient prosecutor as they share their knowledge, experiences, and strategic advice on maintaining robust compliance frameworks.
Jon Kroeper, FINRA, Howard A. Fischer, Moses Singer & Lang Leonard, StarCompliance
14.45-15.00
Coffee break
3:15 – 4:30
Workshop: Reimagining Employee Compliance with AI
In an era where data is pivotal to business success, leveraging data for compliance and risk management is essential. Join this collaborative workshop with your peers and Star’s Relationship Management team to brainstorm the possibilities of how machine learning, and AI could enhance your employee compliance program.
Chose the focus group that aligns with your vision.
Employee Conduct & Ethics
MNPI & Enterprise Conflicts
4:30-5.15
25 Years in Employee Compliance
As Star celebrates its 25th anniversary, Steve Brown, Head of Business Development leads an interactive panel discussion recapping the highlights from our summer webinar series Reflections in Compliance. Join in the fun as we recount regulatory milestones, lessons learned and explore the evolution of employee compliance and the technology that will drive our industry forward.
Adam Sigg, Huron, Kevin Rooney, Cerberus Capital Management & Stuart Breslow & Steve Brown, StarCompliance
5:15-5.30
Closing Remarks
Join James Balbas as we conclude this year’s conference with a reflection on our collective journey. We’ll revisit the highlights and share key takeaways that will shape our path forward.
5:30-7:30
Happy Hour & Client Awards
Join us for an evening of celebration with drinks and appetizers as we honor the winners of our annual Client Star Awards.
Why Attend?
Network with Industry Leaders
Build connections with peers and experts in regulatory compliance.
Gain Insight
Hear from thought leaders and practitioners about the latest strategies and trends being adopted by your peers.
Acquire Practical Knowledge
Take away actionable insights and tools to implement within your organization.
Event Speakers
Dr Yin Yin Lü
Global Head of Product, Artificial Intelligence
CUBE
Jon Kroeper
Vice President of Surveillance
CIRO
Tiffany Smith
Partner
WilmerHale
Owen Rapaport
Co-Founder & CEO
Aer Compliance
Howard A. Fischer
Partner
Moses Singer
Kevin Rooney
Director, Senior Compliance Officer, and Associate General Counsel
Cerberus Capital Management
Adam Sigg
Senior Director
Huron
Steve Brown
Head of Business Development
StarCompliance
Jennifer Sun
Chief Executive Officer
StarCompliance
David Rowland
Chief Technology Officer
StarCompliance
Ryan Sheridan
Executive Director, Product Management
StarCompliance
Andy Atkinson
Director, Product Management
StarCompliance
Stuart Breslow
Independent Board Member
StarCompliance
Lang Leonard
Chief Financial & Operating Officer
StarCompliance
Sara Kennedy
Associate Director of Incident & Policy Management
StarCompliance
1:1 Support
Looking for a convenient way to tap Star support staff for advice? Stop by our Brainiac Bar anytime throughout the conference for 1:1 support with client services.
Solution Showcase
Is there a new feature, functionality, or dataset that’s caught your eye? Stop by one of our Solution Showcase booths for a brief demo and let us answer your questions.
Partner Network
Our partnerships provide clients access to an expanded network of providers and resources to further support their compliance obligations and goals.
Venue Details
Metro Stations
- 14 St/8 Av (A,C,E,L)
- 18 St (1.2)
- 14 St (1,2,3)
Nearby Hotels
Client Awards 2024
We are thrilled to announce that nominations for the prestigious Star Client Awards are now open! This is your chance to be recognized for your outstanding achievements and contributions in collaboration with our team.
