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Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Ensure employees’ personal trading and investments comply with all regulatory requirements and company policies.

Ensure employees’ personal investments comply with all regulatory requirements and company policies.

Automatically pre-clear client gifts or entertainment to prevent breaches of anti-bribery regulations.

Avoid regulatory compliance breaches arising from employees’ external business activities.

Save time and resources in safeguarding your business from political conflicts of interest among employees worldwide.

Helping you to actively manage employee trading in the context of market activity and events to guard against insider trading.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.

2019 Events Calendar

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Innovation Expo NYC

Tuesday, April 16, 2019 | 3 West Club
StarCompliance Event

Join us in New York City for a packed half-day of problem solving and innovation. Whether you're already a STAR user or are just thinking about it, our roundtable discussion will put you right in the middle of things. You'll discuss today's biggest compliance challenges with industry peers from around the region. Star staff will also be on hand, taking you through the latest platform functionality as well as offering solutions to any other compliance challenges you might be facing. Learn More

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Innovation Expo Boston

Thursday, April 18, 2019 | Omni Hotel
StarCompliance Event

Whether you're already a STAR user or are just considering it, our roundtable in Boston is the place to be. Join us for a packed half-day of problem solving and innovation. You'll sit side by side with sector peers from around the region and discuss all things compliance related. Star staff will lead the event: offering solutions to any compliance challenges you might be facing and guiding the group through the latest platform functionality, as well. Learn More

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FINRA Annual Conference

May 15 - May 17 | Washington, D.C.
Silver Sponsor

The conference is designed to help participants—both seasoned compliance veterans and those new to the industry—navigate toward a strong culture of compliance. With more than 50 sessions, over 1,600 participants will learn about the latest regulatory developments and FINRA priorities, and gain practical guidance on today’s top compliance issues and how to maintain an effective compliance framework. Learn More

Don't forget to stop by StarCompliance's VIP Break Room! 

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Innovation Expo London

THURSDAY, June 27, 2019 | London Stock Exchange
StarCompliance Event

Join us for a packed half-day of problem solving and innovation in the world's financial capital. Whether you're already a STAR user or are just thinking about it, our roundtable discussion will put you right in the middle of things. You'll discuss today's biggest compliance challenges with industry peers from around the region. Star staff will also be on hand, taking you through new platform functionality as well as helping you overcome any pressing compliance challenges you might be facing. Learn More

 

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User Conference - U.S.A.

September 30 - October 1, 2019 | Washington, D.C.
StarCompliance Event

The User Conference in Washington, DC is this year's main event -- connecting compliance, people and technology. We'll be bringing together the best and the brightest from the world of financial compliance. You'll meet, mingle, listen, and discuss ways to get the most out of STAR and your compliance program as a whole. An all-star lineup of guest speakers will get you up to speed on breaking compliance trends. Receptions, team challenges, and an evening cruise on the Potomac will round things out. Whether you're already a STAR user or are thinking of becoming one, this year's Conference is the place to be. Learn More

 

 

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