<img height="1" width="1" style="display:none;" alt="" src="https://dc.ads.linkedin.com/collect/?pid=378468&amp;fmt=gif">

Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Ensure employees’ personal trading and investments comply with all regulatory requirements and company policies.

Ensure employees’ personal investments comply with all regulatory requirements and company policies.

Automatically pre-clear client gifts or entertainment to prevent breaches of anti-bribery regulations.

Avoid regulatory compliance breaches arising from employees’ external business activities.

Save time and resources in safeguarding your business from political conflicts of interest among employees worldwide.

Helping you to actively manage employee trading in the context of market activity and events to guard against insider trading.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

2019 Events Calendar

sifma-logo

SIFMA C&L Annual Seminar

March 24 - March 27 | Phoenix, AZ
Silver Sponsor

SIFMA’s C&L Annual Seminar is the premier event for compliance and legal professionals working in the financial services industry. This seminar provides a unique opportunity for industry leaders and regulators to gather for three days of information sharing, networking and collaboration. Learn More

Join StarCompliance for a Lunch & Learn on Tuesday, March 26, 2019. 

NYC-expo-thumb2019

Innovation Expo NYC

Tuesday, April 16, 2019 | 3 West Club
StarCompliance Event

Join us in New York City for a packed half-day of problem solving and innovation. Whether you're already a STAR user or are just thinking about it, our roundtable discussion will put you right in the middle of things. You'll discuss today's biggest compliance challenges with industry peers from around the region. Star staff will also be on hand, taking you through the latest platform functionality as well as offering solutions to any other compliance challenges you might be facing. Learn More

BOSTON-expo-thumb2019

Innovation Expo Boston

Thursday, April 18, 2019 | Omni Hotel
StarCompliance Event

Whether you're already a STAR user or are just considering it, our roundtable in Boston is the place to be. Join us for a packed half-day of problem solving and innovation. You'll sit side by side with sector peers from around the region and discuss all things compliance related. Star staff will lead the event: offering solutions to any compliance challenges you might be facing and guiding the group through the latest platform functionality, as well. Learn More

finra_logo

FINRA Annual Conference

May 15 - May 17 | Washington, D.C.
Silver Sponsor

The conference is designed to help participants—both seasoned compliance veterans and those new to the industry—navigate toward a strong culture of compliance. With more than 50 sessions, over 1,600 participants will learn about the latest regulatory developments and FINRA priorities, and gain practical guidance on today’s top compliance issues and how to maintain an effective compliance framework. Learn More

Don't forget to stop by StarCompliance's VIP Break Room! 

London-expo-thumb2019

Innovation Expo London

Date TBD -- Stay Tuned!
StarCompliance Event

Join us for a packed half-day of problem solving and innovation in the world's financial capital. Whether you're already a STAR user or are just thinking about it, our roundtable discussion will put you right in the middle of things. You'll discuss today's biggest compliance challenges with industry peers from around the region. Star staff will also be on hand, taking you through new platform functionality as well as helping you overcome any pressing compliance challenges you might be facing. 

 

Converge logo_Color

Converge Conference - U.S.A.

September 30 - October 1, 2019 | Washington, D.C.
StarCompliance Event

The Converge Conference (previously known as the Annual U.S. User Conference) in Washington, DC is this year's main event -- connecting compliance, people and technology. We'll be bringing together the best and the brightest from the world of financial compliance. You'll meet, mingle, listen, and discuss ways to get the most out of STAR and your compliance program as a whole. An all-star lineup of guest speakers will get you up to speed on breaking compliance trends. Receptions, team challenges, and an evening cruise on the Potomac will round things out. Whether you're already a STAR user or are thinking of becoming one, this year's Converge Conference is the place to be. Learn More

 

 

RECENT BLOG POSTS

FCA Sector Views: The State Of Wholesale Financial Markets

This critical sector is healthy as a Brexit-free horse,...

FCA Sector Views: The State Of Investment Management

The sector is experiencing substantial growth, but...

The Compliance Program Of The Future: Part Two

A veteran compliance officer talks at length and...