Events

In the fireside chat style webinar, we'll discuss the latest EU regulation MiCA, UAE's VARA regulation and how the US will be impacted by the change in presidential leadership.

One of the biggest challenges in employee compliance is automating, monitoring, and cataloguing employee trades and investment activities in real-time, to ensure compliance with…

New York Lunch & Learn Nasdaq MarketSite®, 151 West 43rd Street, New York, NY 10036 Join the compliance conversation at one of the most…

Although each regime (SMCR in the UK, IAF in Ireland, IAC in Singapore, and FAR in Australia), has established its own unique set of terms and underlying expectations, the result remains the same; to strengthen individual accountability across an organization to mitigate risk and identify red flags sooner.

What Does Good Look Like? From responding to FATF greylisting and preparing for inspections by the Central Bank and Ministry of Economy, to managing…

When it comes to reducing risk, compliance-process automation software—like the STAR Platform—can play a big role. Automation means being able to set a process in motion and know the job is being done properly.

Find out how this AI-assisted tool streamlines marketing and advertising review to meet FINRA and SEC guidelines, detecting unsubstantiated claims and misrepresentations, reducing bottlenecks, and delivering compliant communications at scale.

Join us on June 25th at 10 AM EST for insights on optimizing your certification workflows using the STAR Employee Conflicts of Interest (ECOI)…

ClientConnect provides an opportunity for users to learn more about the latest functionality available across the STAR Platform and engage with Product Managers in real-time…