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Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.

DATA MANAGEMENT & ENHANCEMENTS

StarCompliance offers a range of products, services and vendor solutions that let you monitor and manage an ever-increasing amount of data, enhance and optimize existing data sets, and maintain data integrity.

Financial Data Services

GLOBAL SECURITY MASTER

Gain access to pricing and reference data on 12 million+ global securities—including equities, UITs, mutual funds, debt instruments, and hard-to-value instruments.

  • Minimize human error—make it simple and easy for employees to identify and select the correct securities.
  • Sharpen the STAR Platform's ability to accurately match transaction data from broker feeds with your securities records.
  • Search and match on the FIGI and Bloomberg tickers—as well as the Exchange Symbol, CUSIP, ISIN, and Sedol—right on the STAR Platform.

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Contribution Data Service

POLITICAL DONATIONS SIMPLIFIED

Star's third-party data feed of all political donations made in the United States lets you track political donations easily and comprehensively.

  • Remove the burden and monotony of searching for employee’s political donations across multiple public sources.
  • Ensure employees don't breach firm, federal and state pay-to-play rules on political contributions.
  • Get automatic notifications from the STAR Platform when employees make political donations within any state or at the federal level.

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Global News Impact Data Service

WORLD NEWS, INSIDER VIEWS

Maximize your ability to detect insider trading with this Star-partner global newsfeed—culled from a wide range of respected media outlets.

  • Gain access to over 400,000 stories from 8,500 different sources every day—each assigned with a daily impact score to identify significance.
  • Powerful filtering and indexing systems mean only those news items of most relevance to your business are highlighted.
  • Pinpoint trades made prior to significant market events, with a system that cross-references news events against employee trading data.

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Global Industry Classification Standard
Gain access to GICS, one of the most popular coding schemes used by businesses today to set comprehensive restrictions and reviews by industry.
  • Configure restrictions and trade reviews down to the group or individual level using GICS data, so those who have access to particular industry data can be restricted or monitored based on sector and industry.
  • Ensure employee trades fall within acceptable industries using the rules engine to trigger a denial or review if the security submitted for pre-clearance matches specified sector codes.
  • Easily set trade restrictions or conduct trade reviews using 2, 4, 6, or all 8 digits of the GICS code for a broad or narrow view by Sector, Industry Group, Industry or Sub-Industry.

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Total Trade Capture

Remove the manual burden and capture all your employee trade data with confidence and ease, whether you're dealing with paper statements, electronic PDFs, or broker feeds.

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Broker Feeds
  • Maintain data integrity through automatic reconciliation of employee trades via Star's growing list of supported global electronic broker feeds.
  • Star has captured over 15 million electronic transactions for its client base, and that number continues to grow.
Secure Data Entry
  • Star's Secure Data Entry Team extracts key data from paper or PDF statements and enters it directly into the STAR Platform.
  • Improve the accuracy and the speed in which data is made available while saving your team hundreds of hours in data entry.
  • Establish one centralized location for the storage of all statements.

TALK TO THE EXPERTS

Schedule a personalized demo with a Star professional to see what the STAR platform can do for you.

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