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CONSUMER DUTY
RESOURCES

Everything you need to prepare for the July implementation deadline.


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[Part 1] Consumer Duty & Its Impact on SMCR_Event Thumb
 

WEBINAR ON-DEMAND

Sara Cody of LinkLaters LLP joins StarCompliance to shed light on what should be happening and the significant impact Consumer Duty truly has on SMCR. Sara will provide critical guidance and direction for ensuring your business can support Consumer Duty in the long term.

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FREE DOWNLOAD

Consumer Duty Checklist

To help ensure your business is Consumer Duty compliant, we’ve created the following checklist of required and suggested tasks in need of completion prior to the July implementation deadline. 

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Consumer Duty Checklist-2023 Ipad
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HOW-TO VIDEOS

 STAR IAR

Download the Checklist above and use the corresponding videos below to make the necessary changes in your instance of IAR for Consumer Duty. It's that easy!

 

PART 1
Amending F&P Forms

PART 2
Amending Conduct Attestation Forms

PART 3
Conduct Rule Breach Configuration

PART 4
The Consumer Duty Champion

WORKING WITH THE BEST AND BRIGHTEST

Star Partner Resources

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Bovil Resource

Bovill

Additional Resources

BOVIILL RESOURCES

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Linklaters

Additional Resources

LINKLATERS RESOURCES

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CCL Academy Resources

CCL Academy

Additional Resources

CCL RESOURCES

The Cost of Non-Compliance

Regulatory bodies around the globe aren’t letting up and the cost of non-compliance
can run into billions of dollars, and that’s only the financial impact.

cost
$6.4B

Fines Issued by SEC in 2022

atm
£215.8M

Fines Issued by FCA in 2022

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