<img height="1" width="1" style="display:none;" alt="" src="https://dc.ads.linkedin.com/collect/?pid=378468&amp;fmt=gif">


Gifts and Entertainment Compliance Solutions

Avoid conflicts of interest surrounding employee gifts and entertainment spending and ensure anti-bribery regulations aren't breached. Our Gifts And Entertainment product makes pre-clearing and reporting spends easier than ever.

BOOK A DEMO

FAST, AUTOMATED DECISIONS
Pre-Clearance

  • Employees quickly and easily fill out pre-clearance request forms and receive automated approval or denial decisions within seconds.
  • Spend requests relating to specific individuals or companies are aggregated, to ensure that limits for each client, supplier, or employee aren't exceeded.
  • Define pre-selected lists of companies and contacts for employees to choose from when making G&E spend requests.

You can also pre-clear with the following STAR products:
Personal Trading, Private Investments, Outside Activity, Political Donations

BOOK A DEMO  DOWNLOAD PDF 

gifts_and_entertainment_Pre-clearance
gifts_and_entertainment_rules

YOUR FIRM, YOUR RULES
Gifts And Entertainment Rules Engine

  • Highly configurable, the rules engine uses your firm’s code and policies to inform and automate the pre-clearance process.
  • Define spending limitations by user group or job position to inform the rules engine of company limits.
  • No more waiting on others to make changes. Manage and update the rules engine directly from your admin portal.
You can also create rules with the following STAR products:

Personal Trading, Private Investments, Political Donations

SINGLE PLATFORM, CENTRALIZED DATA
Surveillance

  • Leverage decision-making data from systems across your business—like expense systems and your CRM—with easy integrations into STAR.
  • Define rules for automated cross-referencing of existing data when any request is made—reducing the potential for conflicts to slip between the cracks.
  • Survey high-risk employee records automatically—quickly surfacing transaction anomalies or patterns of behavior that may require further investigation.

You can also survey with the following STAR products:
Personal Trading, Political Donations, Private Investments

BOOK A DEMO DOWNLOAD PDF

surveillance-illustration
Case-Management

EASY REVIEWS AND INVESTIGATIONS
Case Management

  • View all possible spending breaches that may require investigation. Have a record of every case cycle for audit purposes.
  • Collate data and evidence, add annotations, and assign cases to relevant team members for resolution.
  • Achieve comprehensive compliance monitoring—expense system integration means spends paid for on corporate cards can be captured and assessed.

This feature is also available with the following STAR products:
Personal Trading, Private Investments

A 360-DEGREE VIEW OF ACTIVITY
Reporting & Analytics

  • 100+ reports pre-loaded into the STAR software.
  • Useful visualizations make data easy to interpret.
  • Generate and distribute reports automatically.
  • Design and build your own, custom reports.

LEARN MORE

 

reporting

ON-THE-GO CAPABILITIES

The STAR MOBILE App

  • Makes compliance simple, easy, and convenient.
  • Employees pre-clear spends. Managers review escalations.
  • Enjoy the same data granularity and security as STAR desktop.

TALK TO THE EXPERTS

Schedule a personalized demo with a Star professional to see what the STAR platform can do for you.

BOOK A DEMO

22

Going Public in 2024? Don't Forget Your SOX Whistleblowing Obligation

22 Feb, 2024

In the US, all companies planning an initial public offering (IPO) and those with securities outstanding must comply with the whistleblowing requirements of the Sarbanes-Oxley Act (SOX). What do they need to know?

Read more
20

Three Key Trends identified from Star’s Third Annual Crypto & Compliance Market Survey

20 Feb, 2024

The popularity of crypto assets among the public has skyrocketed in recent years, as people become more familiar with what they are and how they can access and use them. There are now over 20,000 cryptocurrencies in existence, with 17% of US adults saying that they invested in, traded or used a cryptocurrency in 2023. But as with traditional securities, conflicts of interest may arise when employees trade crypto assets, putting both the firm and individual employees at risk. Compliance teams must therefore take the necessary precautions.

Read more
20

All Securities Are Equal – But Some Are More Equal Than Others

20 Feb, 2024

As mainstream adoption of digital assets increases globally, regulatory scrutiny is on the rise. As with any asset, conflicts of interest may arise when employees trade crypto assets, putting both the firm and individual employees at risk. With Rule 204A-1 of the Investment Advisers Act of 1940 mandating that registered investment advisers adopt policies and procedures requiring their employees to report personal transactions and holdings in reportable securities, there is growing concern among firms that they may be held liable for the crypto trading activity of their employees.

Read more