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Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Helping you to actively manage employee trading in the context of market activity and events to guard against insider trading.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.

Automatically monitor employee state, local, and federal political contributions and reduce the risk associated with breaking pay-to-play laws. 

 


Gifts and Entertainment

Avoid conflicts of interest surrounding employee gifts and entertainment spending and ensure anti-bribery regulations aren't breached. Our Gifts And Entertainment product makes pre-clearing and reporting spends easier than ever.

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FAST, AUTOMATED DECISIONS
Pre-Clearance

  • Employees quickly and easily fill out pre-clearance request forms and receive automated approval or denial decisions within seconds.
  • Spend requests relating to specific individuals or companies are aggregated, to ensure that limits for each client, supplier, or employee aren't exceeded.
  • Define pre-selected lists of companies and contacts for employees to choose from when making G&E spend requests.

You can also pre-clear with the following STAR products:
Personal Trading, Private Investments, Outside Activity, Political Donations

BOOK A DEMO  DOWNLOAD PDF 
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YOUR FIRM, YOUR RULES
Gifts And Entertainment Rules Engine

  • Highly configurable, the rules engine uses your firm’s code and policies to inform and automate the pre-clearance process.
  • Define spending limitations by user group or job position to inform the rules engine of company limits.
  • No more waiting on others to make changes. Manage and update the rules engine directly from your admin portal.
You can also create rules with the following STAR products:

Personal Trading, Private Investments, Political Donations

SINGLE PLATFORM, CENTRALIZED DATA
Surveillance

  • Leverage decision-making data from systems across your business—like expense systems and your CRM—with easy integrations into STAR.
  • Define rules for automated cross-referencing of existing data when any request is made—reducing the potential for conflicts to slip between the cracks.
  • Survey high-risk employee records automatically—quickly surfacing transaction anomalies or patterns of behavior that may require further investigation.

You can also survey with the following STAR products:
Personal Trading, Political Donations, Private Investments

BOOK A DEMO DOWNLOAD PDF
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Case-Management

EASY REVIEWS AND INVESTIGATIONS
Case Management

  • View all possible spending breaches that may require investigation. Have a record of every case cycle for audit purposes.
  • Collate data and evidence, add annotations, and assign cases to relevant team members for resolution.
  • Achieve comprehensive compliance monitoring—expense system integration means spends paid for on corporate cards can be captured and assessed.

This feature is also available with the following STAR products:
Personal Trading, Private Investments

A 360-DEGREE VIEW OF ACTIVITY
Reporting & Analytics

  • 100+ reports pre-loaded into the STAR software.
  • Useful visualizations make data easy to interpret.
  • Generate and distribute reports automatically.
  • Design and build your own, custom reports.

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ON-THE-GO CAPABILITIES

The STAR MOBILE App

  • Makes compliance simple, easy, and convenient.
  • Employees pre-clear spends. Managers review escalations.
  • Enjoy the same data granularity and security as STAR desktop.

TALK TO THE EXPERTS

Schedule a personalized demo with a Star professional to see what the STAR platform can do for you.

BOOK A DEMO

24

What Proposed Changes To Rule 10b5-1 Mean For Compliance Teams

24 Jan, 2022

SEC Rule 10b5-1, which governs stock trading plans by company insiders, could be getting an overhaul. Here's how compliance professionals can adapt, as offered by veteran compliance officer and StarCompliance Head of Business Development, Steve Brown

Read more
20

Are Your Employees Illegally Trading Company Stock?

20 Jan, 2022

Whether it’s through proposed amendments to existing rules or novel ways in which to approach such activity, the SEC continues to be laser focused on illegal insider trading—no matter what sector of the economy it's happening in. Steve Brown, Star's Head of Business Development and a longtime compliance officer, offers thoughts and solutions

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17

How Firms Should Manage Compliance Priorities In The Gensler Era

17 Jan, 2022

New SEC Chairman Gary Gensler will certainly bring new SEC regulations in tow along with him. Here's how compliance teams can prepare to respond accordingly

Read more