FINRA’S Revised Gifts Rule
What the New $300 Limit Means for Compliance Programs In February 2026, the Securities and Exchange Commission approved FINRA’s amendments to Rule 3220, the…
EMPLOYEE COMPLIANCE
Gifts and Hospitality Compliance Solutions
Stay ahead of anti-bribery risks. Star’s Gifts and Hospitality solution streamlines pre-clearance and reporting for both giving and receiving.
AUTOMATED. ACCURATE. EFFORTLESS.
Smarter Expense Tracking with
STAR + SAP Concur.
Expense Tracking automates the reconciliation of declared gifts and hospitality with actual employee expenses by connecting STAR with Concur Expense—eliminating manual review. The result: one system of record, less back and forth, and a complete, audit-ready picture of expense activity.
Real-Time Data Sync
Automatically import expenses from Concur Expense for timely reviews and faster resolution.
Auto-Matching
Save time with automated matching and intelligent match suggestions to reduce manual data review.
Discrepancy Alerts
Identify inconsistencies faster with side-by-side data comparisons and color-coded discrepancy flags.
Employee-Driven Updates
Empower employees to match, update, or create declarations directly—reducing manual work for compliance.
Integrated Communications
Streamline resolution with automated email reminders and in-app messaging for unresolved tasks and pending actions.
Centralized Oversight
View, track, and audit all matched expenses, discrepancies, and corrective actions in one place.
YOUR FIRM, YOUR RULES
Robust Rules Engine
- Highly configurable, the rules engine uses your firm’s code and policies to inform and automate the pre-clearance process.
- Define spending limitations by user group or job position.
- Set rules to automatically cross-check requests against existing data to prevent conflicts.
EASE REVIEWS AND INVESTIGATIONS
Case Management
- Record all spending breaches for further review and investigation.
- Collate evidence, add annotations, and assign cases to appropriate team members..
- Achieve comprehensive compliance monitoring by integrating your expense system with STAR Expense Tracking.
A 360-DEGREE VIEW OF ACTIVITY
Reporting & Insights
- 100+ pre-built reports and custom report capabilities.
- Use charts to explore and interpret data insights.
- Generate and distribute reports automatically.
Related Solutions
Ensure employee trading and investments meet all regulatory and internal policy requirements.
Gain comprehensive pre-clearance and post-trade oversight across 35+ exchanges, 30+ blockchains, 200+ tokens.
Simplify declarations for employees holding non-publicly traded investments.
Track and report gifts and hospitality—given or received—to stay compliant with anti-bribery regulations.
Easily capture and manage employee disclosures for external business engagements.
Enforce pay-to-play thresholds and minimize employee-related risk with purpose-built tracking and controls.
Monitor employee trading against market activity and public news to detect potential insider risks.
Automate and standardize sales oversight to ensure every interaction meets compliance and conduct standards.
Trusted by firms around the world
Featured Resource
Global Risk, Local Impact
Examine how global compliance involves navigating diverse rules, cultures, and enforcement priorities while maintaining consistent policies and processes that safeguard integrity across borders.
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StarCompliance Announces Integration with Concur Expense
StarCompliance Expense Tracking Connector Now Available in the SAP Concur App Center, Delivering Automated Solution to Firms Rockville, MD – November 20, 2025 — StarCompliance (Star), a leading provider of employee and firm compliance technology solutions, today launched an…
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FINRA Gift Rules and Monitoring
Gift-giving and entertaining—commonly known as “wining and dining”—have long been integral to business practices, serving to build relationships and facilitate negotiations.
