Call upon critical data from existing firm systems by integrating your deal management, order management, human resources, and research tools to gain an even wider view of firm activity.
The enterprise software shown in this graphic are not an exhaustive list of Star’s integration capabilities.
The ‘swivel chair’ approach to managing MNPI is inefficient and makes it difficult to gain a clear, transparent understanding of the information your employees hold.
Prevent and detect the misuse of MNPI by building a single source of truth for MNPI-related activities and ensure the right information makes it into the hands of compliance.
Watch/Restricted List Management
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Insider List Management
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Market Abuse Regulation (MAR) implemented by the FCA (UK MAR) and European Commission (EU MAR) require issuers of financial instruments to create and maintain a list of all persons who have access to inside information, keep it properly updated, and be able to provide said list to a regulator upon request.
Both regulators require that said lists must include:
Whether deal-based or permanent insiders, Star’s MNPI Management tool makes it easy for firms to collate, maintain, and update Insider Lists with ease and efficiency in one central location—all in the name of protecting market integrity.
27 Mar, 2024
Partnering with Clients to Inform Our Compliance Solutions
26 Mar, 2024
In the current macroeconomic landscape, there is an expectation for compliance teams to “do more with less,” despite the ever-increasing compliance pressures. Our recent webinar with Ryan Sheridan, Executive Director of Product, delves into the impact of this reality on firms' operations and explores strategies they can use to strengthen their compliance program. But before we get into the key takeaways, it's important to understand the factors that have created the environment we find ourselves in today.
13 Mar, 2024
Navigating the intricacies of political contributions amidst the 2024 election cycle poses significant challenges for companies, prompting heightened concerns over compliance policies and procedures. In collaboration with Skadden, Arps ("Skadden"), StarCompliance's latest webinar addresses these pressing issues, delving into essential changes applicable to all firms. With a staggering 96% of webinar participants expressing apprehension regarding the risks associated with pay-to-play, the critical role of political contributions in shaping policies and mitigating risk becomes evident.