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Protect your
crypto-trading employees with confidence

Digital asset regulations are coming. Be prepared with a pre-clearance solution designed to keep compliance teams in-the-know, while providing a seamless trading experience for your employees

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Are you staying ahead of the Crypto Compliance Curve?

43% of firms that responded to Star’s Crypto & Compliance Market Study in 2023 said they’ve already developed an employee monitoring policy.
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CREATE A FRICTIONLESS EXPERIENCE
A configurable rules engine takes your firm’s trading rules and automates them. Employees enter the cryptoassets they want to trade and receive a response within seconds. Compliance gets visibility into employee activity and employees get frictionless trading. 

OPERATE WITH COMPLETE CONFIDENCE
Crypto-trading regulation is sparse at the moment but more is coming. Crypto Pre-Clearance lets you easily evidence your crypto compliance efforts—offering a single, centralized location that automatically records activity for audit and reporting purposes. 

AUTOMATICALLY ADAPT TO CHANGE
Years of compliance experience mean Star can adapt quickly to changing regulation and has the tech knowhow to ensure your firm operates safely and efficiently. Crypto Pre-Clearance is the most capable solution to guide you through this rapidly evolving space. 

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MARKET STUDY
Star's 3rd Annual
Crypto & Compliance Survey

In Star's 3rd Annual Crypto & Compliance Survey, we partnered with Aer Compliance to examine how financial service firms globally manage employee crypto trading. The compelling research reveals a slow but steady rise in crypto-trading policies, with this trend predicted to grow. 

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Need Full Crypto Coverage?

Star’s partnership with Aer Compliance provides the most comprehensive and forward-thinking compliance solution in the market. Manage employee trading, monitor MNPI, and supervision regarding securities and crypto currency in one, end-to-end digital assets solution.

20

Three Key Trends identified from Star’s Third Annual Crypto & Compliance Market Survey

20 Feb, 2024

The popularity of crypto assets among the public has skyrocketed in recent years, as people become more familiar with what they are and how they can access and use them. There are now over 20,000 cryptocurrencies in existence, with 17% of US adults saying that they invested in, traded or used a cryptocurrency in 2023. But as with traditional securities, conflicts of interest may arise when employees trade crypto assets, putting both the firm and individual employees at risk. Compliance teams must therefore take the necessary precautions.

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20

All Securities Are Equal – But Some Are More Equal Than Others

20 Feb, 2024

As mainstream adoption of digital assets increases globally, regulatory scrutiny is on the rise. As with any asset, conflicts of interest may arise when employees trade crypto assets, putting both the firm and individual employees at risk. With Rule 204A-1 of the Investment Advisers Act of 1940 mandating that registered investment advisers adopt policies and procedures requiring their employees to report personal transactions and holdings in reportable securities, there is growing concern among firms that they may be held liable for the crypto trading activity of their employees.

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16

FINRA Regulatory Obligations and Related Considerations 2024

16 Jan, 2024

FINRA released their 2024 FINRA Annual Regulatory Oversight Report on January 9th. There are a number of sections that are important for Star clients that we discuss and highlight below.

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