In The Room Where It Happened…
Industry Leaders Exchange Insights About the Future of Compliance There are moments when you find yourself listening in on a conversation so full of…
Technology & Architecture
Get the latest insights, news and opinion from the compliance technology specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.
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The $8.2 Billion Wake-Up Call
Why Your Firm Needs Smarter Trade Surveillance In fiscal year 2024, the Securities and Exchange Commission (SEC) secured a record-breaking $8.
StarCompliance Redefines Firm Trade Surveillance With New Solution
Smarter surveillance to detect risks faster and act with confidence Rockville, MD – June 11, 2025 – StarCompliance (Star), a global leader in employee…
Taking Client Service To The Next Level
Meet StarCompliance’s New Premium Support Program Achieving success in employee compliance takes more than powerful technology—it requires a true partnership.
Educate To Elevate: Mastering Employee Compliance Software
Industry Training for Effective Risk Management In the fast-paced world of employee regulatory compliance, staying up to date with the latest tools and best…
The Best of Both Worlds
Knowing the Difference Between Single and Multi-Tenant Employee Compliance Platforms
AI & Compliance… The Conversation Continues
You Asked. We Answered.
The Leap From Automation To Intelligence: Getting the Scoop on AI in Employee Regulatory Compliance
The world is witnessing a technological revolution, with artificial intelligence (AI) transforming industries such as healthcare, insurance, and financial services.
Residential Supervisory Locations (RSLs) and Remote Branch Office Exams: Leveraging StarCompliance to Comply with New FINRA Rule
FINRA’s Residential Supervisory Location (RSL) rule allows firms to designate an associated person’s private residence as a non-branch location where certain supervisory activities are…