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Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Helping you to actively manage employee trading in the context of market activity and events to guard against insider trading.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.

Training & Competency

Align Training & Competency (T&C) efforts with a program for cultural improvement. Develop the competency of your people and focus on the right areas of business through risk-based oversight.  

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A complete overview of competency-related activities

 
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Modern, robust and flexible systems, controls and processes

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Consistent assessment and maintenance of training and competency needs

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Solution Benefits

Embed an evidential system of competence within your business, develop your staff, deliver better outcomes and protect your reputation.

In addition, deliver a single view of competency for the Certification requirements of the SMCR regime.  
 

Complete T&C support to all roles, including consistent route to competence and continuous tracking of competency, bespoke assessments and precise record keeping  
Track performance against business standards such as KPIs and display ‘RAG’ dashboard management of key controls  
Provide online competency testing management to support specific testing regimes  
License framework prevents unauthorized sales and supports career development  
Integrates with existing Learning Management Systems, E-learning and testing materials  
Manage and track the required activity to attain a ‘Statement of Professional Standing’ (SPS)  

Schedule training and manage bookings

Fully support Continual Professional Development (CPD) 

Quality assurance

Monitor and improve the quality of people and processes, and provide effective oversight of key customer outcomes and business quality benchmarks.  

  • Deliver people-specific KPIs and business-defined ‘RAG’ rated risk assessments  
  • Integrate with existing systems and data for a single picture of your people’s performance, compliance, risk, conduct and competency  
  • Provide comprehensive, risk-based Quality and Case checking  
  • Manage and report on complaints  
  • Support existing business processes with generic Case Management


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