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Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Helping you to actively manage employee trading in the context of market activity and events to guard against insider trading.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.



REPORTING & ANALYTICS

Automatically surface activity you might otherwise miss. Make critical decisions with increased speed and confidence. Star's suite of in-app reporting tools combined with dashboard analytics give compliance teams and frontline managers the data they need—how and when they need it.

 

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COMPLIANCE DASHBOARDS
Solutions For Both Sides Of The House


Compliance Dashboards get actionable intel into the hands of compliance officers and frontline managers in an interactive format in near-real time—reducing workload, creating efficiencies, and further reducing risk.

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Slice And Dice Your Data

  • Master controls at the top of each dashboard interface let you easily narrow or expand your data views.
  • More than 20 filters let you arrange your data by time period, group, line of business, and more.
  • Download individual dashboard charts as PDFs, PNGs, or Excel documents for presentations.
  • Manage compliance-team data visibility by line of business, office, and user-group settings. Data-visibility rights follow your firm’s existing STAR relationship settings.
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Get The Biggest Picture Possible

  • Provide compliance teams and frontline managers the data they need to ensure spending doesn’t go unreported.
  • Monitor ROI more effectively, and ensure you're getting real value for every gift and entertainment dollar spent.
  • Slice and dice data to see what’s coming into and leaving your firm. Flip between "given" and "received," pick your currency, and include or exclude particular offices.
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Change The Way You Chase Certs

  • Get immediate visibility into completion rates across offices and lines of business, and quickly improve this key metric.
  • Export lists of those with outstanding certs and create mail merges to encourage certs completion. Hit 100% completion faster than ever.
  • See who’s nearing deadlines and who's late. Provide the same data to managers and supervisors—empowering them to put pressure on errant departments and individuals.
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IN-DEPTH REPORTING & MANAGEMENT INFO
Macro View To Micro View

Choose from 100+ standard reports—prebuilt and ready to use—that cover a wide variety of common queries. Any report can be exported to Excel.

Configure your own reports. Customize by simply dragging and dropping fields into the requested view. Use the Filter Builder to build your own filters.

Schedule and distribute reports to user groups or individuals automatically at set intervals. Data visibility is applied to all aspects of reporting.

Choose from a range of graphs and charts to make your data clear, easy to interpret, and compare. Customize your visuals with group and filter settings.

TALK TO THE EXPERTS

Schedule a personalized demo with a Star professional to see what the STAR platform can do for you.

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25

StarCompliance Enters SMCR And Training And Competency Space

25 Oct, 2021

With its purchase of Ideagen’s Pentana Compliance Division—notably, its SMCR and training and competency solutions—Star will help more clients address more compliance challenges globally from a single, integrated platform. Star CEO Jennifer Sun explains 

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18

Curbing Outside Business Activity Risk In The Age Of The Finfluencer

18 Oct, 2021

MassMutual has been fined $4 million for the outside business activity, a.k.a., social media influencing, of one its employees—Keith Gill of r/wallstreetbets fame. Longtime compliance veteran and Head of Business Development for Star Steve Brown breaks it all down and offers advice for reducing this emerging kind of OBA risk

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11

Why STAR Mobile Is A Win-Win For Compliance Leaders And Employees

11 Oct, 2021

Here's how our new mobile compliance app changes the game and encourages employee engagement by allowing compliance tasks to be done anywhere: explained in-depth by Star's CTO and mobile compliance guru, David Rowland

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