FINRA’S Revised Gifts Rule
What the New $300 Limit Means for Compliance Programs In February 2026, the Securities and Exchange Commission approved FINRA’s amendments to Rule 3220, the…
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No Longer the Exception: Women Leading the Evolution of RegTech
Much has been written about women “surviving” in the so-called man’s world of technology. I am not interested in survival narratives.
Best Practices for Ensuring Compliance in Employee Crypto Trading
The adoption of cryptocurrencies like Bitcoin, Ethereum, and other digital assets has skyrocketed in recent years, fundamentally reshaping financial markets.
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Crypto Regulations Decoded
Discover key regulatory trends, compliance best practices, and insights to manage the evolving digital marketplace and build a strong employee compliance crypto program with confidence.
Employee and Firm Compliance in 2026
Proving Controls in a Faster, More Accountable Market There are few things I enjoy more than bringing together thoughtful, experienced voices from across our…
Same Risk, Same Rules
What Global Regulators Are Signaling for Digital Assets and Tokenized Markets Over the past several weeks, regulators on both sides of the Atlantic have…
16 Types of Compliance Trainings And the Challenges That Come With Them
Compliance training is essential for maintaining legal and ethical standards within an organization while fostering a safe and supportive work environment Compliance training is…
Crypto Oversight Is No Longer Optional
Survey findings reveal widening gaps in employee crypto trading compliance The Fifth Annual Crypto and Compliance Market Study from StarCompliance (Star) highlights a growing disconnect between…
Study Finds Nearly Six in Ten Firms Lack Crypto Trading Policies
The Fifth Annual StarCompliance Crypto & Compliance Market Study highlights incremental progress, even as employee crypto trading policy gaps persist Rockville, MD – [February 10, 2026] – StarCompliance (Star), a leading…
Hong Kong’s Crypto Push Raises the Bar for Compliance
According to a recent article in The Block, Hong Kong is accelerating its push to become a global digital-asset hub, and regulatory expectations are rising…
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