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Manage your License and Registration workflows with confidence

      BOOK A DEMO       Product Brief

Star's License and Registration solution improves transparency
and provides a direct connection to FINRA so you can easily monitor the multistep
license and registration process from a centralized location.

The Star Difference

Centralized monitoring to track requests and approvals fast

Easy integration and auto-population with FINRA and other regulators

Visibility into the multistep license and registration process

Enterprise reporting capabilities with improved progress and time tracking

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Our SaaS platform brings automation and efficiency to a new level of performance.

INCREASED TRANSPARENCY
Clear visibility into your team's progress, and expansive reporting means reduced risk, accurate revenue projections, greater predictability, and shorter cycle times. 

DECREASED WORKLOAD
Compliance is increasingly asked to do more with less, and with the automation L&R offers it can. Connect directly with regulators. Keep up-to-date on CE due dates and exam-window expirations. Stay in-the-know on employee-submissions status, and more.

EASIER MANAGEMENT
The license and registration process no longer needs to be complex. Star's future-ready platform centralizes all your critical data in a single location for easy management. Run reports, automate repetitive tasks, and ensure licensing and continuing education are up-to-date across your organization.

 

      BOOK A DEMO      


FREE EBOOK
How Software Solutions Can Help Scale Your License & Registration Program

In this eBook, we explore the challenges firms face around the globe and how the License & Registration process can be streamlined in three steps:

  • Stay up-to-date with continuing education requirements
  • Automate workflows for efficiency
  • Monitor and report with ease

DOWNLOAD EBOOK

How Software Solutions can help scale you L&R Program
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8 Best Practices for Maintaining FCA Compliance

18 May, 2023

The FCA relies on accurate and timely information from financial firms in order to identify malpractice and monitor their regulatory compliance. Failure to comply can result in severe consequences, not least of all significant fines. Use the recommendations in this guide to prepare your FCA reports and stay compliant.

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Managing Regulatory Compliance Risk Efficiently Today & Future-Proofing for Tomorrow

10 May, 2023

When MiFID II was introduced in 2018, it dramatically altered the way sell-side research was issued to the buy-side, especially in the US. Specifically, European sell-side firms were required to unbundle trading and research, forcing almost all asset managers to pay for research in cash only. This is in direct contrast to the US, where it has been standard practice for buy-side firms to pay for research via order flow or commissions and doesn’t permit broker-dealers to receive cash remuneration.  

Read more

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