That’s the amount of revenue your registered reps may be generating for as long as six to eight weeks: the average time it takes to complete the license and registration process. Star’s L&R improves the transparency and efficiency of a multistep process prone to delays that can cost your firm money.
22 Sep, 2022
For our second annual Crypto & Compliance Survey, we surveyed the marketplace to find out how firms are currently approaching employee crypto-trading compliance and how they plan to approach it. Here’s an overview of the results and some guidance on next steps your firm should take.
08 Sep, 2022
Risk scores move organizations beyond rules-based compliance toward predictive compliance. Read how it all works with Ruairi Nash, StarCompliance's resident expert on individual accountability and training and competency
31 Aug, 2022
Leadership. People policies. Governance. Purpose. In this week's StarBlog, Jo Geraghty, Partner at Culture Consultancy, explores how these four factors set the tone for a healthy business and how compliance can help firms achieve them