That’s the amount of revenue your registered reps may be generating for as long as six to eight weeks: the average time it takes to complete the license and registration process. Star’s L&R improves the transparency and efficiency of a multistep process prone to delays that can cost your firm money.
23 May, 2022
StarCompliance’s Individual Accountability Regime and Training & Competency solutions help UK firms manage SMCR compliance through automation
16 May, 2022
For some, the ability to lead groups of people seems to be intuitive, but this can also be learned. In reality, good leadership needs to be developed—cultivated over time—and then maintained. But what does this involve?
09 May, 2022
The SEC is making a move into the private fund investment space. Here are the details and thoughts on how affected firms—like private equity funds and hedge funds—can efficiently and effectively manage it all