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Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.

Automatically monitor employee state, local, and federal political contributions and reduce the risk associated with breaking pay-to-play laws. 



It’s time to rethink compliance platform training and rollout. With Tool Tips & Walkthroughs, the STAR Platform is your compliance software training partner. Compliance teams and end users get instant support right inside the STAR Platform.

Employee Walkthrough

Optimize Onboarding

Whether your firm is bringing on one new person or one thousand new persons, Tool Tips & Walkthroughs will get your new joiners quickly up to speed. They’ll be expertly guided through their first system interaction, and then provided with module-level guidance to help ensure a smooth first experience—as they complete personal trade requests, report gift and entertainment spends, and more.

Reduce Tech Related Questions

New people and infrequent users can mean lots of tech questions for compliance. Our in-app tips have been strategically placed throughout the STAR Platform—deftly anticipating user questions, putting answers in the places they’re needed most, and ultimately freeing up compliance for higher-value work.

Increase Adoption & Participation

Tool Tips & Walkthroughs encourage employee adoption by helping them feel comfortable and confident in fulfilling their compliance responsibilities. This means a better end-user experience, which means a more compliant employee population and, in the end, less overall firm risk.


Make Rollout Easy

Rolling out new software, no matter how simple it is to use, is never without its challenges. Tool Tips & Walkthroughs make it easy to get people up and running on STAR, reducing the time compliance needs to spend training employees. So your rollout—big or small—is sure to be a smooth and successful one.

Complete Tasks Faster

As a compliance officer, Tool Tips & Walkthroughs mean you get answers to your own questions faster, so you can complete your own tasks in record time. With in-app tips and concise insights available with the click of the mouse, you won’t have to go looking anywhere else for further clarification.

Maximize STAR Usage

With only so many hours in a day, setting aside time to learn new features and take full advantage of a software tool can seem impossible. Walkthroughs make it easy to master new, complex, or advanced areas of the STAR Platform and help you maximize its capabilities, including document configuration, document management, document requests, scheduled document alerts, and rule results reviews.


Think of these in-app tips as an addition to the support options Star already offers.

Includes exhaustive initial software training to get you up and running quickly.

Post implementation
Easily accessible software guides and how-to resources available in our client portal. Follow-up training available upon request.

Monthly Webinars Series
Addresses best practices and ways to optimize your use of STAR.

Tool Tips & Walkthroughs
Simply makes STAR users even more self-sufficient than they already are.


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