Consumer Duty: Why Individual Accountability and Training & Competency Solutions Matter
In the UK, the Financial Conduct Authority (FCA) is looking to bring higher and clearer standards of consumer protection in retail financial services through…
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Financial Instability and The Shroud of Uncertainty Over Employee Compliance
The recent failures of two US banks along with the rescue of a large Swiss bank and ongoing volatility in the financial sector is…
What Drives Regulatory Change? And How Can Corporate Markets Prepare?
Compliance officers find themselves under growing pressure to stay ahead of the game.
Featured Resource
Crypto Regulations Decoded
Discover key regulatory trends, compliance best practices, and insights to manage the evolving digital marketplace and build a strong employee compliance crypto program with confidence.
How Can Compliance Teams Manage Their Representatives’ License and Registration Process More Effectively?
The process of registering for and obtaining a financial securities license can be a complex and time-consuming nightmare.
StarCompliance Builds Secure Data Access Solution on Snowflake to Harness the Power of the Data Cloud
The Star Secure Data Access Solution, Powered by Snowflake, simplifies compliance processes and improves the speed and accuracy of conflict-of-interest detection.
Casting Further Light on Shadow Trading
When a biopharmaceutical industry executive reportedly learned in 2016 that a rival planned to buy the company he worked for, he is alleged to…
The Uneven Progress in Closing the Gap for Women in STEM
International Women’s Day is a time to reflect on the advances that women have made in society and culture and to recognise the challenges…
Insider Trading and Compliance: Are Corporate Issuers Playing Catch-up?
Regulated firms in financial services are subject to very prescriptive anti-market abuse regimes and, collectively, are highly experienced in protecting themselves against threats and…
Admiral Partners With StarCompliance To Implement SaaS SMCR Compliance Solution
Partnership reflects StarCompliance’s expanding client footprint in the United Kingdom
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