StarCompliance is a leading provider of employee compliance software that protects the world’s most reputable companies against risk and costly conflicts of interest.
Achieve regulatory compliance and safeguard your reputation with confidence.
StarCompliance is a global leader in employee compliance software solutions, protecting clients and their employees for over 20 years.
Client Retention0 %
When you partner with StarCompliance, you leverage configurable, user-friendly software solutions designed to simplify everyday compliance processes while ensuring you meet the strictest regulatory standards. Built on decades of cross-border collaboration, our expertise and technology help to optimize your compliance program, offering you the highest standards of vigilance and security.
01 Jun, 2023
The news agenda never stands still, and the regulatory landscape constantly shifts in its wake – the introduction of new and updated regulations is frequently event-driven, with legislation enacted in response to bad news, such as economic crises, geopolitical disruption, and large-scale financial crime.
18 May, 2023
The FCA relies on accurate and timely information from financial firms in order to identify malpractice and monitor their regulatory compliance. Failure to comply can result in severe consequences, not least of all significant fines. Use the recommendations in this guide to prepare your FCA reports and stay compliant.
10 May, 2023
When MiFID II was introduced in 2018, it dramatically altered the way sell-side research was issued to the buy-side, especially in the US. Specifically, European sell-side firms were required to unbundle trading and research, forcing almost all asset managers to pay for research in cash only. This is in direct contrast to the US, where it has been standard practice for buy-side firms to pay for research via order flow or commissions and doesn’t permit broker-dealers to receive cash remuneration.