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Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.

Automatically monitor employee state, local, and federal political contributions and reduce the risk associated with breaking pay-to-play laws. 

 

OUR MISSION

Make compliance simple and easy.

StarCompliance is a leading provider of employee compliance software that protects the world’s most reputable companies against risk and costly conflicts of interest.

Achieve regulatory compliance and safeguard your reputation with confidence.

CONTACT US

The Story of StarCompliance

StarCompliance was founded in 1999 to address the financial industry’s growing need for easily configurable and scalable compliance solutions to manage risk and complex regulations. 

Today, the financial ramifications and reputational damage of noncompliance can have irreversible consequences for a company in any industry.  

Star’s future-ready platform alleviates these concerns by providing a single, centralized place for monitoring employee conflicts. This lowers the cost for reconciliation and database administration, and frees up compliance officers to do the higher-level investigative work they’re best suited for.

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Meet our Leaders

 

CHIEF EXECUTIVE OFFICER

Jennifer Sun

CHIEF FINANCIAL OFFICER

Lang Leonard

CHIEF REVENUE OFFICER

Craig Jones

CHIEF OPERATING OFFICER

Edward Vincent

CHIEF TECHNOLOGY OFFICER

David Rowland

HEAD OF BUSINESS DEVELOPMENT

Steve Brown

Join The Team

Joining StarCompliance means working in a fun, fast-moving environment where creativity is rewarded and hard work is valued.

Our employees receive competitive compensation and a comprehensive benefits package, as well as gain experience in a competitive, constantly expanding industry.

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17

The SEC & DOJ Have Corporate Compliance Zeroed. Are You Ready?

17 Nov, 2022

It's no secret the federal government has been pursuing an aggressive regulatory enforcement agenda of late, but what does it mean for compliance officers trying to keep their firms operating within the law? Star's Head of Business Development and veteran compliance officer Steve Brown breaks it all down and offers practical steps to do just that

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09

Ireland’s Senior Executive Accountability Regime: What Compliance Officers Need To Know

09 Nov, 2022

The Republic of Ireland legislature made public updated details of the country’s forthcoming individual accountability regime. In this week’s StarBlog, Senior Editor John Grgurich offers an overview of what the regulation might look like in its final form, and how regtech like Star’s can help registered firms comply

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02

The SEC Cracks Down On Political Contributions Violations

02 Nov, 2022

On September 15, the SEC announced it had settled enforcement proceedings against four investment advisers for violating the “Pay-to-Play Rule.” Our political contributions specialist, Bill Donnell, breaks down what happened and explains what it means for firms that need to monitor for such conflicts

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