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Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Helping you to actively manage employee trading in the context of market activity and events to guard against insider trading.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.

Automatically monitor employee state, local, and federal political contributions and reduce the risk associated with breaking pay-to-play laws. 

 

OUR MISSION

Make compliance simple and easy

StarCompliance is a leading provider of financial compliance software. Trusted globally by asset managers, investment banks, broker dealers, private equity, stock exchanges, and more, the STAR Platform helps firms achieve regulatory compliance while safeguarding their reputations.

CONTACT US

The Story of StarCompliance

Star was founded in 1999 to address the industry’s need for easily configurable and scalable compliance tech. More regulations and the increasing complexity involved in managing employee and firm conflicts meant compliance teams needed a more efficient way to stay on top of risk. Through a 360-degree view of employee activity, STAR software automates the detection and resolution of potential areas of conflict while streamlining workflows and increasing efficiencies.

Star is a fast-growing company with more than 180 employees worldwide, dual US/UK headquarters, and an office in Hong Kong. We offer full product support—from implementation and training to everyday tech support—and boast a 99% client retention rate. Star product designers are well-versed in the latest user-interface techniques, and STAR users benefit from a global community feedback network that continually sharpens and hones the STAR Platform.

SOC 2 Type II compliant and ISO 9001/ISO 27001 certified, Star's financial compliance software is built on the latest architecture and holds to the highest standards in data privacy and security. 

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Trusted by

Meet our Leaders

 

CHIEF EXECUTIVE OFFICER

Jennifer Sun

CHIEF FINANCIAL OFFICER

Lang Leonard

CHIEF REVENUE OFFICER

Craig Jones

CHIEF OPERATING OFFICER

Edward Vincent

CHIEF TECHNOLOGY OFFICER

David Rowland

HEAD OF BUSINESS DEVELOPMENT

Steve Brown

Join The Team

Working at StarCompliance means working in a fun, fast-moving environment where creativity is rewarded and hard work is valued.
Our employees receive competitive compensation and a comprehensive benefits package, as well as gaining experience in a competitive, constantly expanding industry.

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24

What Proposed Changes To Rule 10b5-1 Mean For Compliance Teams

24 Jan, 2022

SEC Rule 10b5-1, which governs stock trading plans by company insiders, could be getting an overhaul. Here's how compliance professionals can adapt, as offered by veteran compliance officer and StarCompliance Head of Business Development, Steve Brown

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20

Are Your Employees Illegally Trading Company Stock?

20 Jan, 2022

Whether it’s through proposed amendments to existing rules or novel ways in which to approach such activity, the SEC continues to be laser focused on illegal insider trading—no matter what sector of the economy it's happening in. Steve Brown, Star's Head of Business Development and a longtime compliance officer, offers thoughts and solutions

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17

How Firms Should Manage Compliance Priorities In The Gensler Era

17 Jan, 2022

New SEC Chairman Gary Gensler will certainly bring new SEC regulations in tow along with him. Here's how compliance teams can prepare to respond accordingly

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