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Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.

Automatically monitor employee state, local, and federal political contributions and reduce the risk associated with breaking pay-to-play laws. 



Make compliance simple and easy

StarCompliance is a leading provider of financial compliance software. Trusted globally by asset managers, investment banks, broker dealers, private equity, stock exchanges, and more, the STAR Platform helps firms achieve regulatory compliance while safeguarding their reputations.


The Story of StarCompliance

Star was founded in 1999 to address the industry’s need for easily configurable and scalable compliance tech. More regulations and the increasing complexity involved in managing employee and firm conflicts meant compliance teams needed a more efficient way to stay on top of risk. Through a 360-degree view of employee activity, STAR software automates the detection and resolution of potential areas of conflict while streamlining workflows and increasing efficiencies.

Star is a fast-growing company with more than 192 employees worldwide, dual US/UK headquarters, and an office in Hong Kong. We offer full product support—from implementation and training to everyday tech support—and boast a 99% client retention rate. Star product designers are well-versed in the latest user-interface techniques, and STAR users benefit from a global community feedback network that continually sharpens and hones the STAR Platform.

SOC 2 Type II compliant and ISO 9001/ISO 27001 certified, Star's financial compliance software is built on the latest architecture and holds to the highest standards in data privacy and security. 

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Trusted by

Meet our Leaders



Jennifer Sun


Lang Leonard


Craig Jones


Edward Vincent


David Rowland


Steve Brown

Join The Team

Working at StarCompliance means working in a fun, fast-moving environment where creativity is rewarded and hard work is valued.
Our employees receive competitive compensation and a comprehensive benefits package, as well as gaining experience in a competitive, constantly expanding industry.

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Four Key Findings From Star's 2022 Crypto & Compliance Survey

22 Sep, 2022

For our second annual Crypto & Compliance Survey, we surveyed the marketplace to find out how firms are currently approaching employee crypto-trading compliance and how they plan to approach it. Here’s an overview of the results and some guidance on next steps your firm should take. 

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3 Benefits Of Individual Risk Scores In Compliance Management

08 Sep, 2022

Risk scores move organizations beyond rules-based compliance toward predictive compliance. Read how it all works with Ruairi Nash, StarCompliance's resident expert on individual accountability and training and competency

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How Can Compliance Help Create A Culture Driven By Ethical And Sustainable Performance?

31 Aug, 2022

Leadership. People policies. Governance. Purpose. In this week's StarBlog, Jo Geraghty, Partner at Culture Consultancy, explores how these four factors set the tone for a healthy business and how compliance can help firms achieve them

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