COMPLIANCE, CONNECTED

Who We Serve

StarCompliance is a leading provider of employee and firm compliance technology solutions, supporting more than 500 clients worldwide. Trusted for over 25 years by millions of users across 120 countries, we work with organizations across the financial services industry to manage employee risk, meet regulatory requirements, and uphold strong standards of integrity.

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Building Stronger Compliance for
Financial Institutions

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Asset Manager

Prevent employee and firm conflicts of interest while maintaining regulatory compliance across public markets, private investments, and alternative asset strategies.

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Broker-Dealers

Ensure disciplined oversight of employee conduct and meet regulatory obligations across trading, underwriting, and advisory activities.

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Digital Asset Service Providers

Strengthen controls around employee activity and align with evolving regulatory expectations across crypto trading, tokenized assets, and blockchain platforms.

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Private Equity

Maintain clear governance over employee conflicts and uphold compliance standards throughout deal sourcing, portfolio management, investment activities.

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Banking

Enhance controls around MNPI and employee trading activity while demonstrating regulatory compliance across investment banking, lending, and diversified financial operations.

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When compliance context matters.

Compliance is not one size fits all. StarCompliance supports compliance teams by connecting people, workflows, and data through a single, user friendly enterprise platform. Our technology delivers the insights needed to proactively mitigate risk, monitor conflicts globally, and build a connected culture of compliance that evolves with your organization.