<img height="1" width="1" style="display:none;" alt="" src="https://dc.ads.linkedin.com/collect/?pid=378468&amp;fmt=gif">

Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Helping you to actively manage employee trading in the context of market activity and events to guard against insider trading.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.

ABOUT US

We Are Reputation Guardians, On A Mission To Make Compliance Simple And Easy

StarCompliance is the world's leading provider of compliance software to the global financial industry.

Our clients include asset managers, broker-dealers, private equity firms, insurance providers, investment banks, and diversified financial institutions. Our scalable, easy-to-use solutions provide a 360-degree view of employee and business activity to help firms monitor and reduce risk, meet regulatory obligations, gain efficiencies, and drive employee adoption.

The story of StarCompliance

Star is headquartered in both the United Kingdom and the United States, and employs over 150 Reputation Guardians worldwide. Founded in 1999, Star was established to address the financial industry’s pressing need for easily configurable compliance technology. A raft of new global regulations and the increasing complexity involved in managing employee and firm conflicts meant compliance teams needed a more efficient way to minimize risk and protect firm reputations. The automated STAR Platform directly addresses this need—providing compliance teams with a user-friendly, web-based application that's continuously enhanced and improved to adapt to ever-changing market needs and a constantly evolving regulatory landscape.

In 2017, Star joined the Luminate Capital Partners’ portfolio of market-leading SaaS companies. The investment recognizes our market leadership, the ingenuity of our products, and our growth potential. For clients, it means even greater investment in product development, infrastructure, processes, and controls—improving our solutions and ensuring we provide the most trusted and reliable compliance software on the market.

The STAR platform is backed by unrivaled technology and the highest standards in data privacy and security. Our best-in-class Client Success Team offers full product support—from implementation and training to everyday technical assistance. Star holds the internationally recognized ISO 9001 and ISO 27001 certifications, and is SOC 2 Type II compliant.

JSun-headshot

Jennifer Sun

Chief Executive Officer
Jennifer Sun is the Chief Executive Officer of StarCompliance, responsible for driving the company's direction and growth strategy. Prior to joining Star in 2018, Jennifer served as Executive Vice President of Commercial Execution at Ipreo, a global provider of workflow solutions and market intelligence to financial services. She was a key contributor to the executive management team at Ipreo, a portfolio company of Blackstone and Goldman Sachs Merchant Banking, which was acquired by IHS Markit in August 2018. Over Jennifer’s 17-year career at Ipreo, she held several leadership roles across their Global Markets Group where she built Ipreo’s equities business from the ground up into the dominant provider in equity new issue workflow systems. Jennifer started her career at Goldman Sachs in Equity Capital Markets where she executed IPOs and follow-on offerings for issuers worldwide. After Goldman, Jennifer went on to help launch Epoch Partners, a technology-enabled investment bank backed by Kleiner Perkins, Benchmark Capital and Charles Schwab. Epoch was successfully sold to Goldman Sachs. Jennifer holds a Masters of International Affairs from Columbia University and a B.A. from University of California, Berkeley.
Chris-Eimas-headshot

Chris Eimas

Chief Financial Officer
As CFO of StarCompliance, Chris Eimas manages all financial aspects of the company while providing strategic financial leadership and direction to ensure Star’s long-term growth and success. Chris joined Star in March of 2020, bringing with him over 20 years of experience in finance and technology. He has held multiple leadership roles in the tech sector—including at AOL, Deltek, CAIVUS, and CampusU—and prior to Star most recently served as CFO/COO at the Washington Speakers Bureau. Chris earned his BA from Grinnell College, an MS from the School of Foreign Service at Georgetown University, and his MBA from the RH Smith School of Business at the University of Maryland.
p-hebert headshot

Paul Hebert

Chief Revenue Officer
As the CRO of StarCompliance, Paul Hebert oversees the acquisition of new business and the retention of current clients. Paul joined Star in November of 2018, bringing with him over 30 years of experience in the financial sector. Paul has held multiple leadership roles in the finance and tech industries, including at Citigate and Thomson Reuters. Prior to joining Star, Paul most recently served as Managing Director and Executive Vice President of Corporate Investor Relations at Ipreo, where he played a critical role in its sale to IHS Markit in August 2018.
EVincent-headshot

Edward Vincent

Chief Operating Officer
As the COO of StarCompliance, Edward Vincent oversees the ongoing operational functions and processes of the business to support Star’s blue-chip customer base. Edward joined Star in October of 2018, bringing with him over 15 years of experience within the financial services sector. Edward has held multiple leadership roles within finance and insurance, including Thomson Financial and Vertafore. Most recently Edward served as Partner and President at Shore Group Associates—a global provider of data solutions to the financial services industry.
David-Rowland

David Rowland

Chief Technology Officer
As CTO of StarCompliance, David oversees the company’s technology footprint—how Star products and solutions are delivered to market as well as the firm’s internal corporate technology. David joined Star in 2020 after 19 years at Morgan Stanley, where he was Global Head of Technology for some of the bank's largest revenue-generating businesses—including Sales & Distribution, Investment Banking, and Capital Markets—and where he regularly delivered enterprise-ready solutions that scaled to the needs of thousands of users. David earned his Bachelor of Science (BSc), Computing for Business, at the UK's University of Northumbria.

Board of directors

Hollie-Haynes

Hollie Haynes

Managing Partner at Luminate Capital Partners
Hollie Moore Haynes is the Managing Partner of Luminate Capital Partners and is based in San Francisco, CA. Prior to founding Luminate, Hollie focused on software private equity investing at Silver Lake. Earlier in her career she worked in private equity at Hellman & Friedman and in investment banking at Morgan Stanley & Co. She graduated from Harvard University with an A.B. in Economics and received an M.B.A. from the Stanford University Graduate School of Business.
Mark Haidet

Mark Haidet

EXECUTIVE CHAIR OF STARCOMPLIANCE & OPERATING PARTNER AT LUMINATE CAPITAL PARTNERS
Mark Haidet is an Operating Partner at Luminate Capital Partners and is based in Atlanta, GA. Prior to Luminate, Mark founded and served as CEO of Orderly, a restaurant technology company and co-founded the restaurant group Takorea. He was also a founding partner of Actuate Partners, a technology investment group and advisor to Silver Lake. Earlier in his career he held various positions including CFO at Radiant Systems, which was known as the leading provider of technology solutions to the retail and hospitality industry before being acquired by NCR. Mark began his career as a management consultant and accountant with Arthur Andersen. Mark received his B.S. in Accounting at Miami University.
MEpstein

Marc Epstein

Board Member, StarCompliance
Marc serves on the Board of Directors for StarCompliance. He was founder and CEO of Star from 2002-2018 and responsible for the strategic direction, financial management and operation of the company. During Marc's tenure, the company experienced double-digit growth year after year and became the industry leader in compliance monitoring solutions after Marc led the organization through a re-write of the product to allow for greater scalability and innovation. In 2016, Marc engineered the first PE investment in Star history to Luminate Capital Partners and set the stage for the next era of growth. Prior to joining StarCompliance, Marc was a senior executive with Xpedite in the UK, where he led revenue growth from zero to $30 million in annual sales and led the sale of the company for $85 million. Marc received a BBA in International Business from The George Washington University.
Scott Kingsfield

Scott Kingsfield

OPERATING PARTNER AT LUMINATE CAPITAL PARTNERS
Scott Kingsfield is an Operating Partner at Luminate Capital Partners and is based in Atlanta, GA. Prior to Luminate, Scott served as President of the Retail Division at NCR. Before joining NCR he held multiple executive roles at Radiant Systems, which was known as the leading provider of technology solutions to the retail and hospitality industry. Scott began his career as a management consultant with Arthur Andersen and Price Waterhouse. Scott received his B.A. in Finance from Georgia State University.
Dave-Ulrich

Dave Ulrich

PARTNER AT LUMINATE CAPITAL PARTNERS
Dave Ulrich is a Principal at Luminate Capital Partners and is based in San Francisco. Prior to joining Luminate, Dave was an investment professional at Mainsail Partners. Prior to Mainsail, Dave was a technology investment banker at RBC Capital Markets. Dave received his M.A. in Finance and his B.A. in Economics from Claremont McKenna College.

RECENT BLOG POSTS

E-Book Sneak Preview: The Compliance Control Room Handbook

Our new e-book on all things control room will be...

360-Degree Conflict Search: Star’s Control Room Software Just Got Better

The latest iteration of Compliance Control Room is...

5 Features The Best Control Room Software Will Have

To get you ready for a month of blogs on everything...

CONTACT

CONTACT DETAILS

US
+1 301-340-3900

UK
+44 (0)20 3841 5126

HK
+852 9198 3989

SALES
sales@starcompliance.com

Media & Communications
Melissa Macatuno
Director of Marketing
melissa.macatuno@starcompliance.com

OFFICE LOCATIONS USA

WASHINGTON DC
9200 Corporate Blvd
Suite 440, Rockville,
MD 20850

NEW YORK
60 E 42nd Street
Suite 2107, New York,
NY 10165

OFFICE LOCATIONS UK

YORK
The Catalyst
Baird Lane, Heslington
York YO10 5GA

LONDON
Broadgate Circle
2nd floor, 1-2 Broadgate
London EC2M 2QS

READ THE LATEST FROM STAR