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Our experts partner with compliance teams around the world to provide customizable, user-friendly software solutions designed to simplify every-day compliance processes while ensuring you meet the strictest regulatory standards.

Our system offers a host of benefits and reassurances for compliance leaders, compliance teams and technology specialists.

Automated conflict of interest detection and mitigation helps your compliance teams work better, faster and more effectively. The rigor of our reporting, surveillance, certification and security systems provides complete peace of mind for Chief Compliance Officers and board members.

Helping you to detect and prevent market abuses that could jeopardize your reputation and regulatory compliance. Actively manage insider lists and investigate employee trading in the context of current market activity and events.

Clear deals faster. Centralize deal data. Reduce your risk. Compliance Control Room lets you organize, manage, and monitor your firm's most important information flows from a single platform.

Whether for work or pleasure, it’s a mobile world. And a mobile workforce calls for mobile solutions. Introducing STAR Mobile. With STAR Mobile, employees pre-clear activity and report transactions on-the-go. Supervisors review escalated requests anywhere there’s a cell connection.

Helping you to actively manage employee trading in the context of market activity and events to guard against insider trading.

Create unlimited projects to easily manage and monitor dynamic lists of employees who have access to insider information.

Compliance Control Room's enterprise-level single platform centralizes all your firm's deal-related activity—letting you manage control room activities more efficiently and effectively.

Increase employee participation. Increase data accuracy. Increase responsiveness. STAR Mobile is a native app that makes compliance simple, easy, and convenient.

ABOUT US

We Are Reputation Guardians, On A Mission To Make Compliance Simple And Easy

StarCompliance is the world's leading provider of compliance software to the global financial industry.

Our clients include asset managers, broker-dealers, private equity firms, insurance providers, investment banks, and diversified financial institutions. Our scalable, easy-to-use solutions provide a 360-degree view of employee and business activity to help firms monitor and reduce risk, meet regulatory obligations, gain efficiencies, and drive employee adoption.

The story of StarCompliance

Star is headquartered in both the United Kingdom and the United States, and employs over 150 Reputation Guardians worldwide. Founded in 1999, Star was established to address the financial industry’s pressing need for easily configurable compliance technology. A raft of new global regulations and the increasing complexity involved in managing employee and firm conflicts meant compliance teams needed a more efficient way to minimize risk and protect firm reputations. The automated STAR Platform directly addresses this need—providing compliance teams with a user-friendly, web-based application that's continuously enhanced and improved to adapt to ever-changing market needs and a constantly evolving regulatory landscape.

The STAR platform is backed by unrivaled technology and the highest standards in data privacy and security. Our best-in-class Client Success Team offers full product support—from implementation and training to everyday technical assistance. Star holds the internationally recognized ISO 9001 and ISO 27001 certifications, and is SOC 2 Type II compliant.

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Jennifer Sun

Chief Executive Officer
Jennifer Sun is the Chief Executive Officer of StarCompliance, responsible for driving the company's direction and growth strategy. Prior to joining Star in 2018, Jennifer served as Executive Vice President of Commercial Execution at Ipreo, a global provider of workflow solutions and market intelligence to financial services. She was a key contributor to the executive management team at Ipreo, a portfolio company of Blackstone and Goldman Sachs Merchant Banking, which was acquired by IHS Markit in August 2018. Over Jennifer’s 17-year career at Ipreo, she held several leadership roles across their Global Markets Group where she built Ipreo’s equities business from the ground up into the dominant provider in equity new issue workflow systems. Jennifer started her career at Goldman Sachs in Equity Capital Markets where she executed IPOs and follow-on offerings for issuers worldwide. After Goldman, Jennifer went on to help launch Epoch Partners, a technology-enabled investment bank backed by Kleiner Perkins, Benchmark Capital and Charles Schwab. Epoch was successfully sold to Goldman Sachs. Jennifer holds a Masters of International Affairs from Columbia University and a B.A. from University of California, Berkeley.
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Chris Eimas

Chief Financial Officer
As CFO of StarCompliance, Chris Eimas manages all financial aspects of the company while providing strategic financial leadership and direction to ensure Star’s long-term growth and success. Chris joined Star in March of 2020, bringing with him over 20 years of experience in finance and technology. He has held multiple leadership roles in the tech sector—including at AOL, Deltek, CAIVUS, and CampusU—and prior to Star most recently served as CFO/COO at the Washington Speakers Bureau. Chris earned his BA from Grinnell College, an MS from the School of Foreign Service at Georgetown University, and his MBA from the RH Smith School of Business at the University of Maryland.
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Paul Hebert

Chief Revenue Officer
As the CRO of StarCompliance, Paul Hebert oversees the acquisition of new business and the retention of current clients. Paul joined Star in November of 2018, bringing with him over 30 years of experience in the financial sector. Paul has held multiple leadership roles in the finance and tech industries, including at Citigate and Thomson Reuters. Prior to joining Star, Paul most recently served as Managing Director and Executive Vice President of Corporate Investor Relations at Ipreo, where he played a critical role in its sale to IHS Markit in August 2018.
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Edward Vincent

Chief Operating Officer
As the COO of StarCompliance, Edward Vincent oversees the ongoing operational functions and processes of the business to support Star’s blue-chip customer base. Edward joined Star in October of 2018, bringing with him over 15 years of experience within the financial services sector. Edward has held multiple leadership roles within finance and insurance, including Thomson Financial and Vertafore. Most recently Edward served as Partner and President at Shore Group Associates—a global provider of data solutions to the financial services industry.
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David Rowland

Chief Technology Officer
As CTO of StarCompliance, David oversees the company’s technology footprint—how Star products and solutions are delivered to market as well as the firm’s internal corporate technology. David joined Star in 2020 after 19 years at Morgan Stanley, where he was Global Head of Technology for some of the bank's largest revenue-generating businesses—including Sales & Distribution, Investment Banking, and Capital Markets—and where he regularly delivered enterprise-ready solutions that scaled to the needs of thousands of users. David earned his Bachelor of Science (BSc), Computing for Business, at the UK's University of Northumbria.
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Steve Brown

Head of Business Developement
As Head of Business Development, Steve Brown is responsible for helping drive growth at Star, with a focus on go-to-market planning, data and vendor partnerships, channel sales, new markets, and mergers and acquisitions. Steve joined Star in April 2021, and brings with him 25 years of experience advising financial firms on regulatory compliance. Prior to joining Star, Steve was Director of Broker-Dealer Client Services at Compliance Risk Concepts LLC, a senior director at PwC, and Head of Fixed Income and Capital Markets Compliance at U.S. Bancorp Investments, Inc. Steve began his career at Wachovia, where he was Head of Global Investment Banking Compliance and Control Group, and is considered a pioneer in the control room space—having established the bank’s first formal control room function.

CONTACT

CONTACT DETAILS

US
+1 301-340-3900

UK
+44 (0)20 3841 5126

HK
+852 9198 3989

SALES
sales@starcompliance.com

Media & Communications
Melissa Macatuno
Director of Marketing
melissa.macatuno@starcompliance.com

OFFICE LOCATIONS USA

WASHINGTON DC
9200 Corporate Blvd
Suite 440, Rockville,
MD 20850

NEW YORK
60 E 42nd Street
Suite 2107, New York,
NY 10165

OFFICE LOCATIONS UK

YORK
The Catalyst
Baird Lane, Heslington
York YO10 5GA

LONDON
Broadgate Circle
2nd floor, 1-2 Broadgate
London EC2M 2QS

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