FINRA’S Revised Gifts Rule
What the New $300 Limit Means for Compliance Programs In February 2026, the Securities and Exchange Commission approved FINRA’s amendments to Rule 3220, the…
Gifts & Entertainment
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StarCompliance Announces Integration with Concur Expense
StarCompliance Expense Tracking Connector Now Available in the SAP Concur App Center, Delivering Automated Solution to Firms Rockville, MD – November 20, 2025 — StarCompliance (Star), a leading provider of employee and firm compliance technology solutions, today launched an…
FINRA Gift Rules and Monitoring
Gift-giving and entertaining—commonly known as “wining and dining”—have long been integral to business practices, serving to build relationships and facilitate negotiations.
Political Contributions, Gifts and Entertainment: How to Take a Proactive Stance Against Bribery and Corruption
When it comes to the monitoring of employee conflicts relating to gifts and entertainment (G&E), and political contributions, it can be challenging for compliance…
Best Practices to Strengthen Your Company’s Gift & Entertainment Policies
Gift and entertainment (G&E) policies can be a tricky road to navigate.
Avoid Santa’s Naughty List: How Gifts & Entertainment Infractions Have Impacted Companies In 2022
2022 has seen record-breaking enforcement actions for non-compliance with gifts-and-entertainment rules, and the year isn’t over yet.
Illegal Insider Gifting Poses New Compliance Risk For Firms
What is illegal insider gifting and why is it suddenly a potential problem for financial firms? In this week’s StarBlog, our resident insider-trading expert…
Is Wining And Dining Back On The Firm Menu? How To Monitor Gifts And Entertainment
The future may be unwritten, but there’s enough writing on the wall to begin thinking about what firm risk might soon look like, post…
How Do I Manage Gifts And Entertainment?
A guide for compliance officers in enterprise financial firms