How Insider Trading Management Helps Ensure Market Abuse Regulation Compliance
For firms operating in regulated markets, staying ahead of compliance obligations has never been more demanding.
Accountability & Competency
Get the latest insights, news and opinion from the compliance technology specialists. Find out what’s new, what’s changing and what the future holds in the world of corporate compliance, market abuse and conflict of interest regulations and technology.
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What Is Audit and Compliance Readiness and How Can You Achieve It?
For organizations in regulated industries, such as financial services, healthcare, and beyond, audit and compliance readiness are the difference between a smooth review and…
Consumer Duty Still Challenging For Many Firms
StarCompliance Responds with Sales Compliance Review The UK’s Financial Conduct Authority (FCA) has made it clear: under Consumer Duty, firms must put fairness, transparency,…
BEAR to FAR: Navigating Accountability in a New Regulatory Era
As part of StarCompliance’s (Star) commitment to exploring the compliance topics that matter most to our clients and the wider regulatory community, we recently…
Future-Proofing Your Training & Competency Framework
Insights from Industry Leaders In today’s rapidly evolving regulatory landscape, protecting your business, your customers, and your reputation requires more than merely meeting compliance…
FAR 2025: Why it Pays to Have a Comprehensive Individual Accountability Regime Solution
All around the world, regulators are increasingly reforming and introducing new individual accountability regimes to help strengthen market integrity and ensure financial services employees…
Non-Executive SEAR 2025 Deadline is Approaching
Is your firm prepared for this and future regulatory milestones? With the Senior Executive Accountability Regime (SEAR) extending to non-executive and independent non-executive directors…
Best Practices for Adhering to IAF Regulations
With regulations constantly changing worldwide, understanding Ireland’s Central Bank’s IAF (Individual Accountability Framework) instituted in March 2023 is crucial for business.
Navigating FCA’s Consumer Duty Requirements as the Deadline Approaches
Putting The Consumer First As the Financial Conduct Authority (FCA) continues to move toward the implementation of Consumer Duty, on July 31, 2024, financial…