Crypto On The Balance Sheet

The Hidden Risk Compliance Teams Can’t Afford to Miss The total market capitalization of publicly traded companies holding cryptocurrency has surged to $160 billion,…

SMCR Is Evolving – Accountability Still Leads The Way 

Over the next 18 to 24 months, the UK’s Senior Managers and Certification Regime (SMCR) is expected to undergo reform.

FCA Raises The Bar For Senior Management Applications

What Firms Need to Know to Stay Compliant  The Financial Conduct Authority (FCA) has issued new guidance aimed at improving the quality and consistency…

Project Crypto: The SEC’s Regulatory Reboot for the Digital Asset Era 

In the constantly shifting landscape of crypto regulation, clear leadership and forward-thinking policies are more essential than ever. On July 31, 2025, U.S.

StarCompliance Transforms Outside Business Activities Oversight With Powerful New Capabilities

Streamlining Compliance Supervision and Risk Management  Rockville, MD – August 5, 2025 – StarCompliance (Star), a global leader in employee and firm compliance technology,…

Private Markets In 401(k)s: A New Era In Retirement Investing

New regulatory compliance challenges emerge  On Thursday, August 7, an executive order was signed permitting alternative assets such as private equity, cryptocurrencies, and real…

Navigating MiCA Compliance: Practical Strategies for Crypto Asset Service Providers

Key Takeaways: The regulatory landscape for cryptocurrency is evolving quickly, and the European Union’s Markets in Crypto-Assets (MiCA) framework is at the forefront of…

The Cost Of Insider Trading Non-Compliance

A Rule 10b5-1 Cautionary Tale  When used properly, the U.S.

Expanding Retail Access To Private Markets

Firms Must Adopt a Compliance-First Mindset  In a recent address, U.S. Securities and Exchange Commission (SEC) Chairman Paul S.